Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Thomas GorresLPL Financial LLCMetLife Securities Inc.12-14-2016
Robert Gilbert GossleeSignator Investors, Inc.MetLife Securities Inc.10-10-2016
Ashleigh Faith AngelleMetLife Securities Inc.MetLife Securities Inc.08-23-2016
Constance L. GreenLPL Financial LLCMetLife Securities Inc.07-01-2016
Michael Burr Halphen Jr.Capital One Investing, LLCMetLife Securities Inc.06-10-2016
Roy Francis LissarragueOneAmerica Securities, Inc.MetLife Securities Inc.05-20-2016
Jonathan Taylor PardueJ.P. Morgan Securities LLCMetLife Securities Inc.05-09-2016
Ray Paul Hebert Jr.Ameriprise Financial Services, LLCMetLife Securities Inc.01-17-2014
Kirk Michael BlaiseLPL Financial LLCMetLife Securities Inc.01-10-2014
William Sherman Quinn Jr.Pruco Securities, LLC.MetLife Securities Inc.11-26-2013
Albert Frederick Peterson IIIPruco Securities, LLC.MetLife Securities Inc.11-19-2013
Edmund Whit Holmes IIIPruco Securities, LLC.MetLife Securities Inc.08-21-2013
Chadrick KennedyTransamerica Financial Advisors, IncMetLife Securities Inc.04-29-2013
Michael Kevin RhodesMorgan StanleyMetLife Securities Inc.04-24-2013
Natalie Natal TatjeCetera Advisor Networks LLCMetLife Securities Inc.03-01-2013
Flynn Eriksson AuxtOneAmerica Securities, Inc.MetLife Securities Inc.04-05-2012
Jason Paul SietaOneAmerica Securities, Inc.MetLife Securities Inc.06-01-2011
James Neal OwenAmeritas Investment Company, LLCMetLife Securities Inc.03-02-2011
Jeremy Alan ParkerEssex National Securities, LLCMetLife Securities Inc.04-01-2010
Michael Scott MartinDorsey & Company, Inc.MetLife Securities Inc.12-23-2009
Aaron David WinsteinChase Investment Services Corp.MetLife Securities Inc.12-04-2009
Frank Etter Grimes IIINorthwestern Mutual Investment Services, LLCMetLife Securities Inc.01-14-2009
Christopher John HitzmanAmeriprise Financial Services, LLCMetLife Securities Inc.$1001-21-2014
Guy Rainer Broussard IIIRaymond James Financial Services, Inc.MetLife Securities Inc.$2505-18-2012
Julian Herman Good Jr.ValMark Securities, Inc.MetLife Securities Inc.$5010-04-2013

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.