Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Devilleneuve Allain IIILPL Financial LLCMorgan Keegan & Company, Inc.$112-12-2011
Patrick Gerard TalamoLPL Financial LLCMorgan Keegan & Company, Inc.$2511-11-2011
George PopovLPL Financial LLCMorgan Keegan & Company, Inc.$2511-01-2011
Hunter Numa CharbonnetUBS Financial Services Inc.Morgan Keegan & Company, Inc.$110-28-2011
Julian Saenger Richards Jr.Dorsey & Company, Inc.Morgan Keegan & Company, Inc.$110-07-2011
Boyd Julius KinlerSterne, Agee & Leach, Inc.Morgan Keegan & Company, Inc.06-07-2011
Tyler Walsh McgeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.04-28-2011
Nancy Karen NelsonUvest Financial Services Group, Inc.Morgan Keegan & Company, Inc.02-01-2011
Joseph M Prisco Jr.LPL Financial LLCMorgan Keegan & Company, Inc.02-12-2010
Charles Randolph EastLPL Financial LLCMorgan Keegan & Company, Inc.$15001-11-2010
James Howard Ponder Jr.Ameriprise Financial Services, Inc.Morgan Keegan & Company, Inc.12-18-2009
Donald Richard Abaunza Jr.Cetera Investment Services LLCMorgan Keegan & Company, Inc.09-28-2009
Sharon Roque GonzaqueChase Investment Services Corp.Morgan Keegan & Company, Inc.09-01-2009
Joseph Martin AuteryLPL Financial LLCMorgan Keegan & Company, Inc.08-27-2009
Michael Lamar LevyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.08-26-2009
Alan Ray Tipton Jr.LPL Financial LLCMorgan Keegan & Company, Inc.$5007-10-2009
Patrick M CooganLPL Financial LLCMorgan Keegan & Company, Inc.06-02-2009
Laura Denise YoungChase Investment Services Corp.Morgan Keegan & Company, Inc.05-01-2009
James Benjamin MccormickINVEST Financial CorporationMorgan Keegan & Company, Inc.03-30-2009
Oliver Morgan Hall Jr.UBS Financial Services Inc.Morgan Keegan & Company, Inc.$15002-10-2009
Diana Dalton StieffelUBS Financial Services Inc.Morgan Keegan & Company, Inc.$5101-12-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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