Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Devilleneuve Allain IIILPL Financial LLCMorgan Keegan & Company, Inc.$112-12-2011
Patrick Gerard TalamoLPL Financial LLCMorgan Keegan & Company, Inc.$2511-11-2011
George PopovLPL Financial LLCMorgan Keegan & Company, Inc.$2511-01-2011
Hunter Numa CharbonnetUBS Financial Services Inc.Morgan Keegan & Company, Inc.$110-28-2011
Julian Saenger Richards Jr.Dorsey & Company, Inc.Morgan Keegan & Company, Inc.$110-07-2011
Boyd Julius KinlerSterne, Agee & Leach, Inc.Morgan Keegan & Company, Inc.06-07-2011
Tyler Walsh McgeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.04-28-2011
Nancy Karen NelsonUvest Financial Services Group, Inc.Morgan Keegan & Company, Inc.02-01-2011
Joseph M Prisco Jr.LPL Financial LLCMorgan Keegan & Company, Inc.02-12-2010
Charles Randolph EastLPL Financial LLCMorgan Keegan & Company, Inc.$15001-11-2010
James Howard Ponder Jr.Ameriprise Financial Services, Inc.Morgan Keegan & Company, Inc.12-18-2009
Donald Richard Abaunza Jr.Cetera Investment Services LLCMorgan Keegan & Company, Inc.09-28-2009
Sharon Roque GonzaqueChase Investment Services Corp.Morgan Keegan & Company, Inc.09-01-2009
Joseph Martin AuteryLPL Financial LLCMorgan Keegan & Company, Inc.08-27-2009
Michael Lamar LevyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.08-26-2009
Alan Ray Tipton Jr.LPL Financial LLCMorgan Keegan & Company, Inc.$5007-10-2009
Patrick M CooganLPL Financial LLCMorgan Keegan & Company, Inc.06-02-2009
Laura Denise YoungChase Investment Services Corp.Morgan Keegan & Company, Inc.05-01-2009
James Benjamin MccormickINVEST Financial CorporationMorgan Keegan & Company, Inc.03-30-2009
Oliver Morgan Hall Jr.UBS Financial Services Inc.Morgan Keegan & Company, Inc.$15002-10-2009
Diana Dalton StieffelUBS Financial Services Inc.Morgan Keegan & Company, Inc.$5101-12-2009

Showing 1 to 21 of 21 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.