Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Ray Tipton Jr.LPL Financial LLCMorgan Keegan & Company, Inc.07-10-2009
Bryan Kirk BordelonRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Charles Devilleneuve Allain IIILPL Financial LLCMorgan Keegan & Company, Inc.12-12-2011
Charles Howard Clawson IIIRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$15002-13-2013
Charles Philip GuercioRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$2502-13-2013
Charles Randolph EastLPL Financial LLCMorgan Keegan & Company, Inc.01-11-2010
Christopher Todd CrifasiRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Claudia Marie BilleaudRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Daniel Richard ChasseeRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
David Paul BroussardRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
David Scott HollierRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
Derek Lee DanielsRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
Diana Dalton StieffelUBS Financial Services Inc.Morgan Keegan & Company, Inc.01-12-2009
Douglas John FargeRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
Eric Shane LeblancRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
Frank Joseph Domino Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Gary Mark SmithRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
George PopovLPL Financial LLCMorgan Keegan & Company, Inc.11-01-2011
George Rolfe MillerRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
Greggory Casteix HarrisRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Henry Lastrapes Mayer IIIRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Hunter Numa CharbonnetUBS Financial Services Inc.Morgan Keegan & Company, Inc.10-28-2011
James Hibbs Farris Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Jason Lee FontaneRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Jeffrey Edward LyonsRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Next Page »

Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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