Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Bradley SmithWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-09-2019
Morell S. Crane IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-04-2018
Maxwell Marc ZwainFreeGulliver, LLCMorgan Stanley01-09-2018
Mary Ellen VincentB. Riley Wealth ManagementMorgan Stanley09-08-2017
Lindsey R HollandNorthwestern Mutual Investment Services, LLCMorgan Stanley07-31-2017
Marc A ClarkSecurities America, Inc.Morgan Stanley11-23-2016
William Hinton Andrews IIIRaymond James & Associates, Inc.Morgan Stanley07-07-2016
Amy Elizabeth HayesRaymond James Financial Services, Inc.Morgan Stanley$105-10-2016
John Thomas MontgomeryNida and Montgomery Wealth AdvisorsMorgan Stanley08-31-2015
Ajay H MurthyWells Fargo Clearing Services, LLCMorgan Stanley$14305-14-2015
Christopher Logan BurnsG.F. Investment Services, LLCMorgan Stanley02-26-2015
Maisha Nicole SellersPark Avenue Securities LLCMorgan Stanley02-17-2015
Michael K RhodesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-03-2015
Rachelle Lynn SneddonUBS Financial Services Inc.Morgan Stanley01-08-2015
Jon Scott Gwatney Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-03-2014
Anthony Joseph SonnierRoyal Alliance Associates, Inc.Morgan Stanley08-14-2014
Christine Montz AlphonsoUBS Financial Services Inc.Morgan Stanley06-05-2014
Nicholas Joseph Randazzo Jr.UBS Financial Services Inc.Morgan Stanley$5005-20-2014
Robert Clyde Hargrove IIWells Fargo Clearing Services, LLCMorgan Stanley04-17-2014
Clifton Alan MountHancock Whitney Investment Services Inc.Morgan Stanley04-02-2014
Brian Thomas FenelonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$32602-14-2014
Jeffrey Lane MonsourStephensMorgan Stanley$25002-14-2014
Sally Lang EchterhoffStephensMorgan Stanley02-14-2014
Samuel LeesStephensMorgan Stanley$1,00002-14-2014
Lal Ellison EchterhoffLPL Financial LLCMorgan Stanley$1,00006-14-2013
Next Page »

Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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