Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Walter Michel AndersonStratos Wealth Partners, LtdMorgan Stanley11-21-2019
Derek Wesley HowardEdward JonesMorgan Stanley08-01-2019
Joseph Bradley SmithWells Fargo Advisors Financial Network, LLCMorgan Stanley$50005-09-2019
Derrick O. StrozierJ.P. Morgan Securities LLCMorgan Stanley11-28-2018
Karen D Lemmons-SilvaSagePoint Financial, Inc.Morgan Stanley08-06-2018
Tische BoudreauxB. Riley Wealth ManagementMorgan Stanley$48006-15-2018
Morell S. Crane IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-04-2018
Maxwell Marc ZwainFreeGulliver, LLCMorgan Stanley01-09-2018
Kenny James WelcomeJ.P. Morgan Securities LLCMorgan Stanley11-20-2017
Bridget Ann HalingSecurities Management & Research, Inc.Morgan Stanley10-03-2017
Rita B LessardWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley09-15-2017
Mary Ellen VincentB. Riley Wealth ManagementMorgan Stanley09-08-2017
Edward Viglietta Jr.Infinex Investments, Inc.Morgan Stanley08-28-2017
Mason Chambers IbertCetera Investment Services LLCMorgan Stanley06-30-2017
Marc A ClarkSecurities America, Inc.Morgan Stanley$50011-23-2016
Eric Michael Deroche Jr.FreeGulliver, LLCMorgan Stanley11-21-2016
Kaleb James TalbotJ.P. Morgan Securities LLCMorgan Stanley09-20-2016
William Hinton Andrews IIIRaymond James & Associates, Inc.Morgan Stanley07-07-2016
Christian Paul Martin ClausenAE Wealth Management, LLCMorgan Stanley07-05-2016
Ira Feld, David WeinsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$67506-01-2016
Amy Elizabeth HayesRaymond James Financial Services, Inc.Morgan Stanley$50005-10-2016
Patricia Jane LejeuneJ.P. Morgan Securities LLCMorgan Stanley02-25-2016
John Thomas MontgomeryNida and Montgomery Wealth AdvisorsMorgan Stanley08-31-2015
Jonathan David SchlackmanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10008-26-2015
Ajay H MurthyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$25005-14-2015
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.