Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Louis Vamprine, Michael R. BranighanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-02-2009
Spencer B. Harris Jr.Ameriprise Financial Services, Inc.Morgan Stanley10-30-2009
Scott Edward GuidryWells Fargo Clearing Services, LLCMorgan Stanley12-11-2009
Thomas Alonzo Ogg IIIAmeriprise Financial Services, Inc.Morgan Stanley01-29-2010
Todd Anthony SchmittAmeriprise Financial Services, Inc.Morgan Stanley$1007-02-2010
William Barry WillesLPL Financial LLCMorgan Stanley07-02-2010
Michael Rush HunterWells Fargo Clearing Services, LLCMorgan Stanley08-20-2010
Jeffrey Hugh D'AmicoWells Fargo Clearing Services, LLCMorgan Stanley08-20-2010
Robert Keith IncapreraAmeriprise Financial Services, Inc.Morgan Stanley$5001-14-2011
Tom Breaux, Ian JamesRaymond JamesMorgan Stanley$10502-03-2011
Elizabeth Q EntenmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-11-2011
Scott T MedeirosMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-01-2011
Arlen John LedetWells Fargo Clearing Services, LLCMorgan Stanley$20004-21-2011
Michael Lynn MoritzLPL Financial LLCMorgan Stanley05-25-2011
David Cordell RollinsSA Stone Wealth Management Inc.Morgan Stanley05-04-2012
Robert Reid SheltonWells Fargo Clearing Services, LLCMorgan Stanley05-25-2012
Robert SheltonWells Fargo AdvisorsMorgan Stanley$15506-07-2012
Michael PratWells Fargo AdvisorsMorgan Stanley$25106-22-2012
Michael James Prat Sr.Wells Fargo Clearing Services, LLCMorgan Stanley06-22-2012
Oscar Jose HernandezWells Fargo Clearing Services, LLCMorgan Stanley02-22-2013
Oscar Gustave HernandezWells Fargo Clearing Services, LLCMorgan Stanley02-22-2013
Lal Ellison EchterhoffLPL Financial LLCMorgan Stanley$2506-14-2013
Samuel LeesStephensMorgan Stanley$15002-14-2014
Brian Thomas FenelonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10002-14-2014
Jeffrey Lane MonsourStephensMorgan Stanley$10002-14-2014
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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