Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ajay H MurthyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$25005-14-2015
Amy Elizabeth HayesRaymond James Financial Services, Inc.Morgan Stanley$50005-10-2016
Anthony Joseph SonnierRoyal Alliance Associates, Inc.Morgan Stanley$15008-14-2014
Arlen John LedetWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$20004-21-2011
Brenda Sebren Gee GoudeauStephensMorgan Stanley$10005-14-2014
Brian Thomas FenelonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10002-14-2014
Bridget Ann HalingSecurities Management & Research, Inc.Morgan Stanley10-03-2017
Bruce Charles GoudeauStephensMorgan Stanley$10005-14-2014
BRYAN GERALD MUSSOWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50002-26-2010
Christian Paul Martin ClausenAE Wealth Management, LLCMorgan Stanley07-05-2016
Christine Montz AlphonsoUBS Financial Services Inc.Morgan Stanley06-05-2014
Christopher John TroianiChase Investment Services Corp.Morgan Stanley05-26-2010
Christopher Logan BurnsG.F. Investment Services, LLCMorgan Stanley02-26-2015
Claudia Marie BilleaudMorgan Keegan & Company, Inc.Morgan Stanley04-24-2012
Clifton Alan MountHancock Whitney Investment Services Inc.Morgan Stanley$10004-02-2014
Craig Neyland LangStephensMorgan Stanley$10002-14-2014
David Cordell RollinsSA Stone Wealth Management Inc.Morgan Stanley$15005-04-2012
Dee D BecquetLPL Financial LLCMorgan Stanley$50012-07-2011
Derek Wesley HowardEdward JonesMorgan Stanley08-01-2019
Derrick O. StrozierJ.P. Morgan Securities LLCMorgan Stanley11-28-2018
Edward Louis VamprineMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50010-02-2009
Edward Viglietta Jr.Infinex Investments, Inc.Morgan Stanley08-28-2017
Elena Maria IrimiaJ.P. Morgan Securities LLCMorgan Stanley02-15-2013
Elizabeth Q EntenmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10002-11-2011
Emily DomingueJHS Capital Advisors, LLCMorgan Stanley$25010-30-2012
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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