Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Michael FordMutual of America Securities LLCNYLIFE Securities LLC05-12-2016
Shirl Johnson DarceVoya Financial Advisors, Inc.NYLIFE Securities LLC04-26-2016
Don Gene Banks Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-23-2016
Maxwell Marc ZwainMorgan StanleyNYLIFE Securities LLC12-21-2015
Harold August Michael Dede IIIAXA Advisors, LLCNYLIFE Securities LLC08-18-2015
Bethany Allison ElliottMetLife Securities Inc.NYLIFE Securities LLC06-22-2015
Sean Kenneth PetersonMML Investors Services, LLCNYLIFE Securities LLC04-20-2015
James Patrick AbadieJ.P. Morgan Securities LLCNYLIFE Securities LLC03-27-2015
Michael Francis OconnorThrivent Investment Management Inc.NYLIFE Securities LLC12-18-2014
Ken Paul Christian IIIW&S Brokerage Services, Inc.NYLIFE Securities LLC09-16-2014
Jason S LaneauxPruco Securities, LLC.NYLIFE Securities LLC07-17-2014
Mark Anthony AvantAvant Capital, LLCNYLIFE Securities LLC01-17-2014
Walker Frank FulcoLPL Financial LLCNYLIFE Securities LLC10-01-2013
Stephen Michael RosierePruco Securities, LLC.NYLIFE Securities LLC03-20-2013
Georgianna Michelle GrimmPark Avenue Securities LLCNYLIFE Securities LLC09-07-2012
Jason DenaisState Farm VP Management Corp.NYLIFE Securities LLC07-27-2012
Jody Paul McdonaldPruco Securities, LLC.NYLIFE Securities LLC05-21-2012
Rebecca Luckey MartinPruco Securities, LLC.NYLIFE Securities LLC05-07-2012
Bernard Myrlen Baudin Jr.Pruco Securities, LLC.NYLIFE Securities LLC09-29-2011
Jerold Marc MatherneRaymond James Financial Services, Inc.NYLIFE Securities LLC01-24-2011
Felix Anthony HesserLPL Financial LLCNYLIFE Securities LLC$2502-05-2010

Showing 1 to 21 of 21 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.