Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Saul BrodskyW&S Brokerage Services, Inc.NYLIFE Securities LLC01-04-2019
Brandon Joseph HebertJ.P. Morgan Securities LLCNYLIFE Securities LLC10-24-2018
Frederick William Dietz JrVoya Financial Advisors, Inc.NYLIFE Securities LLC10-08-2018
Jeremy Douglas HaddoxHilltop Securities Independent Network Inc.NYLIFE Securities LLC01-09-2018
Brandon Michael FordMutual of America Securities LLCNYLIFE Securities LLC05-12-2016
Shirl Johnson DarceVoya Financial Advisors, Inc.NYLIFE Securities LLC04-26-2016
Don Gene BanksMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-23-2016
Maxwell Marc ZwainMorgan StanleyNYLIFE Securities LLC12-21-2015
Sean Kenneth PetersonMML Investors Services, LLCNYLIFE Securities LLC04-20-2015
James Patrick AbadieJ.P. Morgan Securities LLCNYLIFE Securities LLC03-27-2015
Michael Francis OconnorThrivent Investment Management Inc.NYLIFE Securities LLC12-18-2014
Ken Paul Christian IIIW&S Brokerage Services, Inc.NYLIFE Securities LLC09-16-2014
Jason S. LaneauxPruco Securities, LLC.NYLIFE Securities LLC07-17-2014
Walker F. FulcoLPL Financial LLCNYLIFE Securities LLC10-01-2013
Stephen Michael RosierePruco Securities, LLC.NYLIFE Securities LLC03-20-2013
Georgianna Michelle GrimmPark Avenue Securities LLCNYLIFE Securities LLC09-07-2012
Jason DenaisState Farm VP Management Corp.NYLIFE Securities LLC07-27-2012
Jody P. McDonaldPruco Securities, LLC.NYLIFE Securities LLC05-21-2012
Bernard Myrlen Baudin Jr.Pruco Securities, LLC.NYLIFE Securities LLC09-29-2011
Jerold Marc MatherneRaymond James Financial Services, Inc.NYLIFE Securities LLC01-24-2011
Felix Anthony HesserLPL Financial LLCNYLIFE Securities LLC02-05-2010
Harold August Michael Dede IIIAXA Advisors, LLCNYLIFE Securities LLC$1008-18-2015
Mark Anthony AvantAvant Capital, LLCNYLIFE Securities LLC$2501-17-2014
Robert John BohneKestra Investment Services, LLCNYLIFE Securities LLC$5012-20-2019

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.