Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jody Paul FosterHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC04-08-2020
Donald Joseph SchmittHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC07-22-2019
James D Thibaut IIMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-05-2019
Heath MendozaJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC03-26-2018
Ramsey MarcelloThe O.N. Equity Sales CompanyNorthwestern Mutual Investment Services, LLC06-02-2017
Whitney W GrishamCapital One Investing, LLCNorthwestern Mutual Investment Services, LLC05-15-2017
Chad Clinton BoudreauMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-04-2017
James F. StrotherNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC02-07-2017
Patrick Quinn HannieMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-03-2016
Eric I. GatlinIng Direct Investing, Inc.Northwestern Mutual Investment Services, LLC10-21-2015
Damien Brian EastMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-08-2015
Preston Charles ChristianCapital One Investing, LLCNorthwestern Mutual Investment Services, LLC09-15-2015
Christopher Michael McConnellMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-01-2015
Anthony Joseph CharlesJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC05-12-2015
Michael Joseph ZatarainJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-26-2015
Melissa Ann DerouenRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC01-02-2015
Andrea Czech BrownJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC11-03-2014
Brian Alan BeduzeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-31-2014
Scott Anthony SchneiderTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC10-10-2014
Theodore Patrick Harless IIINorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC09-19-2014
Brian Paul VillemaretteMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-27-2014
Sara B. DantinNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC10-30-2013
Miriam M. FavorMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-24-2013
Julian P. BourgeoisHancock Whitney Investment Services Inc.Northwestern Mutual Investment Services, LLC07-11-2011

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.