Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Hughes ScottHancock Whitney Investment Services Inc.Park Avenue Securities LLC03-13-2019
Robert Matthew GillenAllstate Financial Services, LLCPark Avenue Securities LLC$110-25-2017
Hunter Charles MedlenPruco Securities, LLC.Park Avenue Securities LLC03-29-2017
Daniel R Boudreaux Jr.Securities America, Inc.Park Avenue Securities LLC03-10-2016
Monika Roy CrossleyCambridge Investment Research, Inc.Park Avenue Securities LLC09-09-2015
Georgianna Michelle GrimmOneAmerica Securities, Inc.Park Avenue Securities LLC03-24-2014
Brent Joseph GarrisonHancock Whitney Investment Services Inc.Park Avenue Securities LLC10-01-2013
Chad A MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC11-14-2012
Michael Anthony RichLPL Financial LLCPark Avenue Securities LLC$1001-23-2012
Steven Arthur KernahanLPL Financial LLCPark Avenue Securities LLC$101-23-2012
Wayne Anthony McvickerHD Vest Investment ServicesPark Avenue Securities LLC12-08-2011
Donald George Scully Jr.MML Investors Services, LLCPark Avenue Securities LLC06-02-2011
Jeffrey Andre PonsonMML Investors Services, LLCPark Avenue Securities LLC05-27-2011
Carter E ChotinMML Investors Services, LLCPark Avenue Securities LLC11-24-2009

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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