Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter A MarsSecurities America, Inc.Pruco Securities, LLC.03-23-2020
Neal James HebertAmeritas Investment Company, LLCPruco Securities, LLC.10-17-2019
Evangelist Jason KingLPL Financial LLCPruco Securities, LLC.08-12-2016
Jody P. McDonaldAllstate Financial Services, LLCPruco Securities, LLC.05-13-2016
John Brad WilsonJ.P. Morgan Securities LLCPruco Securities, LLC.03-21-2016
Osvaldo Nicolas HernandezLegend Equities CorporationPruco Securities, LLC.02-02-2015
Stephen James TheunissenJ.P. Morgan Securities LLCPruco Securities, LLC.01-16-2015
Chad James CastrinosLevel Four Advisory ServicesPruco Securities, LLC.04-30-2014
James Michael CastrinosLevel Four Advisory ServicesPruco Securities, LLC.04-28-2014
Mark Keith KebodeauxFirst Financial Securities of America, Inc.Pruco Securities, LLC.11-27-2013
Andrew P. HallRaymond James Financial Services, Inc.Pruco Securities, LLC.08-28-2012
James Michael HauptLPL Financial LLCPruco Securities, LLC.04-05-2012
Shane Paul MayeuxJ.P. Morgan Securities LLCPruco Securities, LLC.$5009-28-2016
Philip Alan Garrett Jr.LPL Financial LLCPruco Securities, LLC.$10004-03-2013

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.