Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Pamela Shepherd BrobstMWA Financial Services Inc.SagePoint Financial, Inc.$1011-26-2019
Karen D. Lemmons-SilvaPinnacle Asset Management Group, Inc.SagePoint Financial, Inc.$10008-14-2018
Joseph Payne Cunningham Jr.Ameriprise Financial Services, LLCSagePoint Financial, Inc.$2508-01-2016
Hunter C. MedlenPark Avenue Securities LLCSagePoint Financial, Inc.02-26-2016
Brandan Rose BellinaMetLife Securities Inc.SagePoint Financial, Inc.02-18-2016
Glenda Richardson LossettHancock Whitney Investment Services Inc.SagePoint Financial, Inc.05-22-2015
Joan Brooks CoxPersonal Financial Advisors, LLCSagePoint Financial, Inc.$1010-26-2012
Edna Theresa DelphinCambridge Investment Research, Inc.SagePoint Financial, Inc.$1001-03-2011
Robert Francis Whitman Jr.Girard Securities, Inc.SagePoint Financial, Inc.04-01-2010
Daniel Davis RichardGirard Securities, Inc.SagePoint Financial, Inc.04-01-2010
Karl Michael HectorLincoln Financial Securities CorporationSagePoint Financial, Inc.01-14-2009

Showing 1 to 11 of 11 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.