Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Scott LevanwayAllstate Financial Services, LLCState Farm VP Management Corp.02-10-2017
Andrew Robert SeaboughHancock Whitney Investment Services Inc.State Farm VP Management Corp.08-12-2014
Dale Robert SandsAllstate Financial Services, LLCState Farm VP Management Corp.08-03-2016
Don David ComeauxLPL Financial LLCState Farm VP Management Corp.$101-24-2017
Eric Wayne SpencerAllstate Financial Services, LLCState Farm VP Management Corp.11-09-2016
Heath Randall HeislerJ.P. Morgan Securities LLCState Farm VP Management Corp.02-06-2013
Jonathan Lyn BoothRaymond James Financial Services, Inc.State Farm VP Management Corp.07-14-2015
Michael James DelauneAllstate Financial Services, LLCState Farm VP Management Corp.02-18-2016
Miranda Rachelle ScogginAllstate Financial Services, LLCState Farm VP Management Corp.11-22-2016
Nathan Dwayne RobertsAXA Advisors, LLCState Farm VP Management Corp.10-13-2016
Nicholas Ryan Van GeffenRaymond James Financial Services, Inc.State Farm VP Management Corp.01-02-2014
Quan Tan HuynhAllstate Financial Services, LLCState Farm VP Management Corp.09-11-2015
Robert Daniel OcchiAllstate Financial Services, LLCState Farm VP Management Corp.09-18-2015
Thomas Allen EvansLPL Financial LLCState Farm VP Management Corp.10-31-2012

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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