Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael J HuberProspera Financial Services, Inc.UBS Financial Services Inc.$5008-28-2018
Byron Leonel ReyesProspera Financial Services, Inc.UBS Financial Services Inc.$1,00008-06-2018
Carolyn Oliver FrenchProspera Financial Services, Inc.UBS Financial Services Inc.$10008-02-2018
Ryan Woolford SwayzeMorgan StanleyUBS Financial Services Inc.04-14-2016
Neal Wallace Kaye Jr.Wells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10010-12-2015
Chad Joseph David, Samuel J Robertson Jr., Chelsea Renee SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$35006-18-2015
William Michael Mann Jr.Raymond James & Associates, Inc.UBS Financial Services Inc.$110-24-2014
Suzette Lauretta AliJ.P. Morgan Securities LLCUBS Financial Services Inc.$109-18-2014
Toni Celeste BoudreauxRaymond James Financial Services, Inc.UBS Financial Services Inc.12-20-2013
Ricky Allan AndreasRaymond James Financial Services, Inc.UBS Financial Services Inc.$112-13-2013
Rachelle Lynn SneddonMorgan StanleyUBS Financial Services Inc.02-11-2013
Jeremy John StarrAmeriprise Financial Services, Inc.UBS Financial Services Inc.$15010-12-2012
Michael John StarrAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-12-2012
Tische BoudreauxMorgan StanleyUBS Financial Services Inc.01-13-2012
Troy H LeblancRaymond James Financial Services, Inc.UBS Financial Services Inc.08-02-2011
Jennifer Brennecke GerarveMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-10-2009
Sondra Jones RobbinsCetera Investment Services LLCUBS Financial Services Inc.07-02-2009
Douglas John FargeMorgan Keegan & Company, Inc.UBS Financial Services Inc.04-22-2009
Brian Neil LawrenceMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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