Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark H. EdmundsCetera Investment Services LLCWells Fargo Clearing Services, LLC05-14-2009
Clint Lee Harris Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-12-2009
Timothy Kent AubinChase Investment Services Corp.Wells Fargo Clearing Services, LLC12-01-2009
Rachelle ChrystalAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC12-07-2009
Frederic Kirby NewburgerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10004-23-2010
Clyde Bruce FrenchLPL Financial LLCWells Fargo Clearing Services, LLC$10010-14-2010
Sherrye Holloway RoachLPL Financial LLCWells Fargo Clearing Services, LLC$1010-14-2010
Sandy Renee DuplisseyFSC Securities CorporationWells Fargo Clearing Services, LLC10-20-2010
William Herbert CrossFSC Securities CorporationWells Fargo Clearing Services, LLC$15011-01-2010
William Dustin CrossFSC Securities CorporationWells Fargo Clearing Services, LLC$15011-01-2010
Stephen J. GreenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-25-2011
Thomas Griffin MasonSterne, Agee & Leach, Inc.Wells Fargo Clearing Services, LLC$10001-18-2013
Gene Luke Novak Jr.UBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-18-2013
Lucien Maurice ProvostyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$20003-22-2013
Preston Joseph PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-17-2013
Justin T. RangerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-10-2013
Timothy Carl AndreasRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5012-06-2013
Juan NathanVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC03-13-2014
Dudley Michael Gallagher Jr.National Securities CorporationWells Fargo Clearing Services, LLC$1003-17-2014
Daniel Clay Quinn Jr.Cetera Investment Services LLCWells Fargo Clearing Services, LLC05-02-2014
Michael Burr Halphen Jr.MetLife Securities Inc.Wells Fargo Clearing Services, LLC11-07-2014
Melisa Avery Komarek-McclureCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC11-21-2014
Jessica Ann WatkinsJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-06-2015
Alan Louis BrockhausWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC06-15-2015
Sherri Lynne ReamesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$20012-11-2015
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.