Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler H. SpenceWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC04-07-2020
Gabrielle D. PhenixEdward JonesWells Fargo Clearing Services, LLC03-19-2020
Rosalie Ricks KnopSecurian Financial Services, Inc.Wells Fargo Clearing Services, LLC12-05-2019
Cade Patrick BabineauxAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC11-01-2019
Matthew Ryan CoxNYLIFE Securities LLCWells Fargo Clearing Services, LLC04-12-2019
Marrisa Michelle TaylorInfinex Investments, Inc.Wells Fargo Clearing Services, LLC12-18-2018
James Selman RollinsEdward JonesWells Fargo Clearing Services, LLC01-26-2018
James J. GernandJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-25-2017
Rebecca LaicheRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-28-2017
Kyle William HawthorneRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-21-2017
Catherine Hoffman LovellAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC06-20-2017
Danielle Elizabeth GrangerLPL Financial LLCWells Fargo Clearing Services, LLC03-23-2017
Kathryn Sue WattsBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC03-17-2017
Amy Marie AndrewsCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC09-06-2016
Sean Carlton HoffpauirInvestment Professionals, Inc.Wells Fargo Clearing Services, LLC07-22-2016
Gary K. DrakeLPL Financial LLCWells Fargo Clearing Services, LLC04-14-2016
Alan Louis BrockhausWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC06-15-2015
Jessica Ann WatkinsJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-06-2015
Melisa Avery Komarek-McclureCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC11-21-2014
Michael Burr Halphen Jr.MetLife Securities Inc.Wells Fargo Clearing Services, LLC11-07-2014
Daniel Clay Quinn Jr.Cetera Investment Services LLCWells Fargo Clearing Services, LLC05-02-2014
Juan NathanVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC03-13-2014
Justin T. RangerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-10-2013
Preston Joseph PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-17-2013
Gene Luke Novak Jr.UBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-18-2013
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.