Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Matthew GillenAllstate Financial Services, LLCPark Avenue Securities LLC$110-25-2017
Mark Edward ChachereAllstate Financial Services, LLCCetera Investment Services LLC08-18-2017
Michael Lamar LevyAllstate Financial Services, LLCStifel, Nicolaus & Company, Incorporated05-25-2017
Adam Scott LevanwayAllstate Financial Services, LLCState Farm VP Management Corp.02-10-2017
Miranda Rachelle ScogginAllstate Financial Services, LLCState Farm VP Management Corp.11-22-2016
Eric Wayne SpencerAllstate Financial Services, LLCState Farm VP Management Corp.11-09-2016
Dale Robert SandsAllstate Financial Services, LLCState Farm VP Management Corp.08-03-2016
Michael James DelauneAllstate Financial Services, LLCState Farm VP Management Corp.02-18-2016
Brady Edward WattsAllstate Financial Services, LLCHancock Whitney Investment Services Inc.11-12-2015
Robert Daniel OcchiAllstate Financial Services, LLCState Farm VP Management Corp.09-18-2015
Quan Tan HuynhAllstate Financial Services, LLCState Farm VP Management Corp.09-11-2015
Eron Niles ThomasAllstate Financial Services, LLCEdward Jones07-14-2015
Jon David DixonAllstate Financial Services, LLCThe Strategic Financial Alliance, Inc.$105-21-2015
Shawndra C RodriguezAllstate Financial Services, LLCEdward Jones08-05-2014
Philip Franklin BowlesAllstate Financial Services, LLCSecurities America, Inc.02-28-2014
Robin Vail PlattAllstate Financial Services, LLCPNC Investments02-28-2013
Charles Drake AguillardAllstate Financial Services, LLCVALIC Financial Advisors, Inc.12-10-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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