Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Joseph FlynnAmeriprise Financial Services, Inc.LPL Financial LLC$5002-21-2019
Lori Ann DeckerAmeriprise Financial Services, Inc.LPL Financial LLC02-21-2019
Samuel Joseph Marino Jr.Ameriprise Financial Services, Inc.LPL Financial LLC$102-21-2019
Megan G. Feulner HauserAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$110-24-2017
William Spencer StreetAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.08-09-2017
Scot I BilleaudeauAmeriprise Financial Services, Inc.Securian Financial Services, Inc.05-05-2017
Joseph Payne Cunningham Jr.Ameriprise Financial Services, Inc.SagePoint Financial, Inc.$2508-01-2016
Troy Michael TrahanAmeriprise Financial Services, Inc.Allstate Financial Services, LLC03-04-2016
Diana Landry MatherneAmeriprise Financial Services, Inc.Securian Financial Services, Inc.$5002-12-2016
Douglas A. LawrenceAmeriprise Financial Services, Inc.Hilltop Securities Independent Network Inc.$5002-05-2016
Megan B FrostAmeriprise Financial Services, Inc.LPL Financial LLC11-16-2015
Ralph Carroll Freibert IIIAmeriprise Financial Services, Inc.LPL Financial LLC$2503-13-2015
Christopher Michael KingAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$2502-06-2015
Gregory James HildebrandAmeriprise Financial Services, Inc.Transamerica Financial Advisors, Inc$5010-02-2014
Steven Jay JacobsonAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$10009-05-2014
Merrill Lee GallionAmeriprise Financial Services, Inc.AXA Advisors, LLC08-29-2014
Eugenio Salvatore ChiericiAmeriprise Financial Services, Inc.MML Investors Services, LLC05-29-2014
Christopher John HitzmanAmeriprise Financial Services, Inc.MetLife Securities Inc.$101-21-2014
Ray Paul Hebert Jr.Ameriprise Financial Services, Inc.MetLife Securities Inc.$2501-17-2014
James Donovan MulveyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2013
W. Bruce MulveyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2013
David Perry IndestAmeriprise Financial Services, Inc.Edward Jones$15002-15-2013
Steven Lamar RiceAmeriprise Financial Services, Inc.Edward Jones$5011-02-2012
Jeremy John StarrAmeriprise Financial Services, Inc.UBS Financial Services Inc.$15010-12-2012
Michael John StarrAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-12-2012
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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