Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Elton SmithCambridge Investment Research, Inc.MML Investors Services, LLC06-02-2017
Kevin Robert ConleyCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$1001-03-2017
Leo Jerome KernCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-12-2016
Charles Frederick Hirling Jr.Cambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$5004-01-2016
Monika Roy CrossleyCambridge Investment Research, Inc.Park Avenue Securities LLC09-09-2015
William Morris Inabnet Jr.Cambridge Investment Research, Inc.I.M. Wealth Care, LLC05-29-2015
Anson Garrett CottleCambridge Investment Research, Inc.C C F Investments, Inc.04-22-2015
Matthew David HightowerCambridge Investment Research, Inc.C C F Investments, Inc.04-22-2015
David Harley JonesCambridge Investment Research, Inc.Hilltop Securities Independent Network Inc.$107-01-2014
Lynn Dale CawthorneCambridge Investment Research, Inc.Investment Professionals, Inc.04-16-2013
Lavon Huey WelchCambridge Investment Research, Inc.Walnut Street Securities, Inc.$109-30-2011
John DeboerCambridge Investment Research, Inc.FBT Investments, Inc.$1003-16-2011
Edna Theresa DelphinCambridge Investment Research, Inc.SagePoint Financial, Inc.$1,00001-03-2011
Paul Louis ThielsCambridge Investment Research, Inc.Cetera Financial Specialists LLC05-27-2009

Showing 1 to 14 of 14 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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