Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew David BushCetera Advisors LLCVoya Financial Advisors, Inc.03-20-2009
Cory Michael AllenCetera Advisors LLCThrivent Investment Management Inc.06-07-2010
Douglas Nash LindleyCetera Advisors LLCWoodbury Financial Services, Inc.03-27-2013
Jo Ellen KearnyCetera Advisors LLCProEquities, Inc.12-09-2013
Reiko Y. PowderlyCetera Advisors LLCCapital Guardian, LLC$5002-13-2015
Jason Dewande BellCetera Advisors LLCCapital Guardian, LLC02-13-2015
Richard David PeckCetera Advisors LLCCapital Guardian, LLC02-17-2015
Lesley Paul HarleauxCetera Advisors LLCOneAmerica Securities, Inc.08-21-2018
Dana Shawn VuteraCetera Advisors LLCQuestar Capital Corporation$5002-19-2019

Showing 1 to 9 of 9 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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