Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Troy James TempletChase Investment Services Corp.Edward Jones05-01-2012
Kyli Blanchard VaughnChase Investment Services Corp.Edward Jones04-09-2012
Daniel M Ledet IIChase Investment Services Corp.Edward Jones08-15-2011
Renee E AucoinChase Investment Services Corp.INVEST Financial Corporation07-25-2011
Jared Vincent LabueChase Investment Services Corp.Edward Jones04-01-2011
Tim P SpringerChase Investment Services Corp.Edward Jones03-01-2011
Amanda Unkel SarvauntChase Investment Services Corp.PFS Investments Inc.12-13-2010
Stephen C Smith Jr.Chase Investment Services Corp.Edward Jones11-22-2010
Megan Olivia Motes CochranChase Investment Services Corp.Edward Jones11-08-2010
Freddie Latron BroadwayChase Investment Services Corp.Edward Jones09-29-2010
Jeffrey N JustChase Investment Services Corp.Edward Jones08-16-2010
Vincent Edward BranchChase Investment Services Corp.TIAA-CREF Individual & Institutional Services, LLC05-31-2010
Christopher John TroianiChase Investment Services Corp.Morgan Stanley05-26-2010
Emily Lennox RichardsonChase Investment Services Corp.Raymond James Financial Services, Inc.02-26-2010
Kenneth Douglas ElliottChase Investment Services Corp.First Command Financial Planning, Inc.01-29-2010
Aaron David WinsteinChase Investment Services Corp.MetLife Securities Inc.12-04-2009
Timothy Kent AubinChase Investment Services Corp.Wells Fargo Clearing Services, LLC12-01-2009
Matthew Michael KeatorChase Investment Services Corp.Edward Jones11-09-2009
Dustin Christopher BerryChase Investment Services Corp.Edward Jones11-02-2009
Christopher Garlan WhiteChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2009
Sharon Roque GonzaqueChase Investment Services Corp.Morgan Keegan & Company, Inc.09-01-2009
Benjamin Latroy RobinsonChase Investment Services Corp.LPL Financial LLC08-28-2009
Peter Michael SteffensChase Investment Services Corp.FBT Investments, Inc.07-13-2009
David Jude DuplantisChase Investment Services Corp.Stanford Group Company05-01-2009
Laura Denise YoungChase Investment Services Corp.Morgan Keegan & Company, Inc.05-01-2009
Next Page »

Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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