Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael David ThieryJ.P. Morgan Securities LLCLPL Financial LLC01-03-2019
Stacy Hawkins HawkinsJ.P. Morgan Securities LLCCapital One Investing, LLC11-30-2018
Melissa Ann DerouenJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.$15007-18-2018
Andrew L DuckworthJ.P. Morgan Securities LLCEdward Jones07-16-2018
Casey Michael ReedJ.P. Morgan Securities LLCCapital One Investing, LLC01-23-2018
Kenneth Earl MckenzieJ.P. Morgan Securities LLCEdward Jones11-27-2017
Robert Michael Hebert Jr.J.P. Morgan Securities LLCSunTrust Investment Services, Inc.08-30-2017
Statton Klee FrankJ.P. Morgan Securities LLCIberia Capital Partners L.L.C.04-04-2017
Mia Angelette OwenJ.P. Morgan Securities LLCSecurian Financial Services, Inc.01-04-2017
Stephens Young McveaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2016
Shane Paul MayeuxJ.P. Morgan Securities LLCPruco Securities, LLC.09-28-2016
Mitchell Douglas France Sr.J.P. Morgan Securities LLCEdward Jones06-21-2016
Don Henry Raymond Jr.J.P. Morgan Securities LLCAmeriprise Financial Services, Inc.06-06-2016
Marcus Jeffery LejeuneJ.P. Morgan Securities LLCEdward Jones$1003-22-2016
John Bradley WilsonJ.P. Morgan Securities LLCPruco Securities, LLC.03-21-2016
Nicholas Joseph La Mothe Sr.J.P. Morgan Securities LLCAmeriprise Financial Services, Inc.03-09-2016
Emily Flanders YonkerJ.P. Morgan Securities LLCAXA Advisors, LLC05-01-2015
James Patrick AbadieJ.P. Morgan Securities LLCNYLIFE Securities LLC03-27-2015
Derek Stephen GrieffJ.P. Morgan Securities LLCEdward Jones01-30-2015
Michael Joseph ZatarainJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-26-2015
Stephen James TheunissenJ.P. Morgan Securities LLCPruco Securities, LLC.01-16-2015
Jessica Ann WatkinsJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-06-2015
Andrea Czech BrownJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC11-03-2014
Ryan Samuel IstreJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2014
Alvaro Steven PaizJ.P. Morgan Securities LLCAXA Advisors, LLC10-27-2014
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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