Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Raiford Godbee IIIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-05-2009
Steven Eugene MorganJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2009
Carma J. O'SullivanJ.P. Morgan Securities LLCLPL Financial LLC$20007-20-2009
Clinton Mckinley HurstJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2009
Margaret Adele ColemanJ.P. Morgan Securities LLCCetera Investment Services LLC01-28-2010
Austin Dulaney SchutzJ.P. Morgan Securities LLCHancock Whitney Investment Services Inc.$2508-19-2010
John William RovettoJ.P. Morgan Securities LLCGoldman Sachs & Co.11-02-2010
David Benton TurnageJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2012
Heath Randall HeislerJ.P. Morgan Securities LLCState Farm VP Management Corp.02-06-2013
Elena Maria IrimiaJ.P. Morgan Securities LLCMorgan Stanley02-15-2013
Brad Keith MathewsJ.P. Morgan Securities LLCHancock Whitney Investment Services Inc.$2505-01-2013
Jerold Marc MatherneJ.P. Morgan Securities LLCThe Shobe Financial Group05-23-2014
Suzette Lauretta AliJ.P. Morgan Securities LLCUBS Financial Services Inc.09-18-2014
Alvaro Steven PaizJ.P. Morgan Securities LLCAXA Advisors, LLC10-27-2014
Ryan Samuel IstreJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2014
Andrea Czech BrownJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC11-03-2014
Jessica Ann WatkinsJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-06-2015
Stephen James TheunissenJ.P. Morgan Securities LLCPruco Securities, LLC.01-16-2015
Michael Joseph ZatarainJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-26-2015
Derek Stephen GrieffJ.P. Morgan Securities LLCEdward Jones01-30-2015
James Patrick AbadieJ.P. Morgan Securities LLCNYLIFE Securities LLC03-27-2015
Emily Flanders YonkerJ.P. Morgan Securities LLCAXA Advisors, LLC05-01-2015
Anthony Joseph CharlesJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC05-12-2015
Patrick J. UrciaJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC12-04-2015
Patricia Jane LejeuneJ.P. Morgan Securities LLCMorgan Stanley02-25-2016
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.