Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vance Eugene LanierLPL Financial LLCRaymond James Financial Services, Inc.$1809-01-2020
Eilesia Kepper DixonLPL Financial LLCWells Fargo Clearing Services, LLC$2507-24-2020
Sandra Lee WalshLPL Financial LLCCetera Investment Advisers LLC$5005-13-2020
Vernon Terrell Kalmbach JrLPL Financial LLCCetera Investment Services LLC$10005-13-2020
Jane Marie MathewsLPL Financial LLCCetera Investment Advisers LLC05-13-2020
John Delaney FosterLPL Financial LLCCetera Investment Services LLC05-13-2020
Jenifer GilchristLPL Financial LLCCetera Investment Services LLC05-13-2020
Andrea Ann RomeroLPL Financial LLCEdward Jones05-08-2020
Emile Peter Oestriecher IIILPL Financial LLCAvantax Investment Services, Inc.04-29-2020
Anne OestriecherLPL Financial LLCAvantax Investment Services, Inc.$1104-29-2020
Lynn Henry WoodLPL Financial LLCVoya Financial Advisors, Inc.$5002-18-2020
Chad Joseph TroxclairLPL Financial LLCEdward Jones01-31-2020
Paul Vincent PerezLPL Financial LLCRaymond James Financial Services Advisors, Inc$5001-08-2020
Julian Paul BourgeoisLPL Financial LLCHancock Whitney Investment Services Inc.12-11-2019
Walter Michel AndersonLPL Financial LLCMorgan Stanley11-21-2019
Douglas Turner FarrLPL Financial LLCFSC Securities Corporation$10010-31-2019
Sandy Renee DuplisseyLPL Financial LLCFSC Securities Corporation$5010-31-2019
John D MyersLPL Financial LLCFSC Securities Corporation10-31-2019
Joseph Philip Fasullo IIILPL Financial LLCDorsey & Company, Inc.10-22-2019
Patrick CavanaughLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2019
Gregory Burton OquinLPL Financial LLCFSC Securities Corporation10-01-2019
James Francis Curley JrLPL Financial LLCFSC Securities Corporation10-01-2019
Michael Lee YoungLPL Financial LLCFSC Securities Corporation$2510-01-2019
Brooks Taylor HarrisLPL Financial LLCFSC Securities Corporation10-01-2019
Christopher F SopranoLPL Financial LLCFSC Securities Corporation10-01-2019
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Showing 1 to 25 of 201 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.