Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel R. CastorianoLPL Financial LLCEdward Jones06-05-2019
Micah Lee HansonLPL Financial LLCInvestment Professionals, Inc.$2301-14-2019
William John Hrapmann Jr.LPL Financial LLCCetera Advisor Networks LLC12-12-2018
Christopher Lee BoggsLPL Financial LLCFirst Allied Securities, Inc.$111-26-2018
Brent Madison LeighLPL Financial LLCFirst Allied Securities, Inc.11-23-2018
Bryce Allen UnckLPL Financial LLCFirst Allied Advisory Services, Inc.11-23-2018
Marc A ClarkLPL Financial LLCSecurities America, Inc.$5010-19-2018
Christopher Beau VangeffenLPL Financial LLCRaymond James Financial Services, Inc.10-11-2018
Leo Jerome KernLPL Financial LLCCambridge Investment Research, Inc.07-30-2018
David R RobertLPL Financial LLCPetersen Investments, Inc.$4605-01-2018
Jeffrey Scott LeavellLPL Financial LLCCapital One Investing, LLC03-22-2018
Ciji Prout McwilliamsLPL Financial LLCCapital One Securities, Inc.01-24-2018
Jeremy Scott ThigpenLPL Financial LLCEdward Jones$112-11-2017
Amy Lynn HammockLPL Financial LLCNational Planning Corporation11-29-2017
David Frank NielsenLPL Financial LLCNational Planning Corporation$111-29-2017
Eugene M. SongyLPL Financial LLCInvestment Centers of America, Inc.$111-29-2017
Nancy Karen NelsonLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Philip John ClesiLPL Financial LLCNational Planning Corporation11-29-2017
Robert Baucum AnglinLPL Financial LLCInvestment Centers of America, Inc.$111-29-2017
Robert Joseph FolseLPL Financial LLCNational Planning Corporation11-29-2017
Joshua H McintireLPL Financial LLCProEquities, Inc.10-24-2017
Clint Lee Harris Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2017
Howard Leon Rodgers IVLPL Financial LLCRaymond James & Associates, Inc.06-22-2017
Harlan Dickson HughesLPL Financial LLCCapital One Investing, LLC$25806-15-2017
Philip Bernard Serio Jr.LPL Financial LLCWoodbury Financial Services, Inc.$5005-11-2017
Next Page »

Showing 1 to 25 of 190 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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