Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arthur Smith IILPL Financial LLCFirst Allied Securities, Inc.$8006-22-2016
Stephen Liles Murl Vincent Jr William ThompsonLPL Financial LLCTransamerica Financial Advisors, Inc$12804-21-2016
Hunter HartLPL Financial LLCEdward Jones$5503-31-2016
Dustin GrangerLPL Financial LLCWells Fargo Clearing Services, LLC$11703-23-2017
John E CarrollLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$13011-17-2014
Jeffrey RobinLPL Financial LLCJPMorgan Chase & Co.$6012-15-2016
Scottie TraylorLPL Financial LLCRaymond James$8512-01-2016
Chad Dufrene Wally Gundlach Chris Kenny Tris Millard Jack Rovetto Benton Turnage Brian WynneLPL Financial LLCJPMorgan Chase & Co.$1,40010-27-2016
Clay Kearney Roy SpinksLPL Financial LLCCapital One$43909-08-2015
Timothy Aubin Robert BrownLPL Financial LLCJPMorgan Chase & Co.$20706-05-2015
Rick SchenckLPL Financial LLCCapital One$13004-30-2015
P David SolimanLPL Financial LLCJPMorgan Chase & Co.$17503-06-2015
Shelley Moncrief Jarrod LegeLPL Financial LLCCapital One$19401-29-2015
Stephen Carney Dany Martin JrLPL Financial LLCCapital One$16801-02-2015
Vance Eugene LanierLPL Financial LLCRaymond James Financial Services, Inc.$1809-01-2020
Eilesia Kepper DixonLPL Financial LLCWells Fargo Clearing Services, LLC$2507-24-2020
Sandra Lee WalshLPL Financial LLCCetera Investment Advisers LLC$5005-13-2020
Vernon Terrell Kalmbach JrLPL Financial LLCCetera Investment Services LLC$10005-13-2020
Jane Marie MathewsLPL Financial LLCCetera Investment Advisers LLC05-13-2020
John Delaney FosterLPL Financial LLCCetera Investment Services LLC05-13-2020
Jenifer GilchristLPL Financial LLCCetera Investment Services LLC05-13-2020
Andrea Ann RomeroLPL Financial LLCEdward Jones05-08-2020
Emile Peter Oestriecher IIILPL Financial LLCAvantax Investment Services, Inc.04-29-2020
Anne OestriecherLPL Financial LLCAvantax Investment Services, Inc.$1104-29-2020
Lynn Henry WoodLPL Financial LLCVoya Financial Advisors, Inc.$5002-18-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.