Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wayne Richard PietriLPL Financial LLCNext Financial Group, Inc.06-02-2014
Scott Robert L'HosteLPL Financial LLCCapital One Investment Services LLC05-30-2014
Margaret Egan BenjaminLPL Financial LLCCapital One Investment Services LLC$5005-29-2014
Jeremy Chad PatinLPL Financial LLCEdward Jones$1004-23-2014
Heather M. SchrammLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2014
Shane Patrick DooleyLPL Financial LLCEdward Jones$1002-28-2014
Trina Nachea DuhonLPL Financial LLCEdward Jones02-28-2014
Michael Joseph GuidryLPL Financial LLCHD Vest Investment Services$15002-26-2014
Kirk Michael BlaiseLPL Financial LLCMetLife Securities Inc.01-10-2014
James Francis DubnanskyLPL Financial LLCCapital One Investment Services LLC11-29-2013
Rebecca Lyn SequeiraLPL Financial LLCFBT Investments, Inc.$2509-12-2013
Robert Charles BrownLPL Financial LLCEdward Jones08-30-2013
Lal Ellison EchterhoffLPL Financial LLCMorgan Stanley$2506-14-2013
Jeremy Jefferson JacobsonLPL Financial LLCRaymond James & Associates, Inc.05-22-2013
Philip Alan Garrett Jr.LPL Financial LLCPruco Securities, LLC.$10004-03-2013
Keri Vogel DanielLPL Financial LLCHancock Whitney Investment Services Inc.12-13-2012
Emile Patout HazlipLPL Financial LLCUnited Planners' Financial Services of America A Limited Partner12-12-2012
Case Michael TerrebonneLPL Financial LLCEdward Jones12-10-2012
Susan Lynn MitchamLPL Financial LLCEdward Jones11-12-2012
Mark Kevin CarrierLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2012
Matthew Edwin GreeneLPL Financial LLCSecurities America, Inc.08-08-2012
Ronald Pierre BarrecaLPL Financial LLCHancock Whitney Investment Services Inc.07-03-2012
Graham Garrett HemeltLPL Financial LLCHancock Whitney Investment Services Inc.04-18-2012
Anthony P. RagusaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-13-2012
James Michael HauptLPL Financial LLCPruco Securities, LLC.$1004-05-2012
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Showing 101 to 125 of 178 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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