Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Burton O'QuinLPL Financial LLCFSC Securities Corporation10-02-2019
Gregory Burton O'QuinLPL Financial LLCFSC Securities Corporation10-02-2019
Dudley Earl Labauve IIILPL Financial LLCSummit Brokerage Services, Inc.$5008-26-2019
Cynthia S. ThompsonLPL Financial LLCRaymond James Financial Services Advisors, Inc$2508-22-2019
Cynthia S. ThompsonLPL Financial LLCRaymond James Financial Services Advisors, Inc$2508-22-2019
John A SuarezLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-20-2019
Alvaro Steven PaizLPL Financial LLCJ.P. Morgan Securities LLC04-18-2019
Alfredo J. MartinezLPL Financial LLCCharles Schwab & Co., Inc.$5004-01-2019
Cory Eugene VangeffenLPL Financial LLCRaymond James Financial Services, Inc.03-28-2019
John B. BordenLPL Financial LLCSecurian Financial Services, Inc.03-12-2019
Nolan Blake HughesLPL Financial LLCB. Riley Wealth Management02-15-2019
Micah L. HansonLPL Financial LLCAmeriprise Financial Services, Inc.$2301-14-2019
William John Hrapmann Jr.LPL Financial LLCCetera Advisor Networks LLC12-12-2018
Christopher Lee BoggsLPL Financial LLCFirst Allied Securities, Inc.11-26-2018
Brent Madison LeighLPL Financial LLCFirst Allied Securities, Inc.11-23-2018
Bryce A. UnckLPL Financial LLCFirst Allied Advisory Services, Inc.11-23-2018
Marc Anthony ClarkLPL Financial LLCSecurities America, Inc.$5010-19-2018
Christopher Beau VangeffenLPL Financial LLCRaymond James Financial Services, Inc.10-11-2018
Leo Jerome KernLPL Financial LLCCambridge Investment Research, Inc.07-30-2018
David R RobertLPL Financial LLCPetersen Investments, Inc.$4605-01-2018
Jeffrey Scott LeavellLPL Financial LLCCapital One Investing, LLC03-22-2018
Matthew JohnsonLPL Financial LLCCapital One Investing, LLC03-22-2018
Owen Abraham MosesLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Mauri Alan TurnerLPL Financial LLCINVEST Financial Corporation$2502-14-2018
James B. McCormickLPL Financial LLCINVEST Financial Corporation$2502-14-2018
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Showing 1 to 25 of 178 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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