Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey David BruceLPL Financial LLCMML Investors Services, LLC03-24-2009
Thomas Andrew PrudeLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2009
Katherine Denise WilkinsonLPL Financial LLCRaymond James Financial Services Advisors, Inc04-09-2009
Darrell Paul OursoLPL Financial LLCAXA Advisors, LLC04-16-2009
Harry Charles Stumpf Jr.LPL Financial LLCCitigroup Global Markets Inc.04-24-2009
Allen Rowe Jr.LPL Financial LLCCitigroup Global Markets Inc.05-15-2009
Brandon Carl PapaLPL Financial LLCSunset Financial Services, Inc.05-28-2009
Stewart Ryan ShieldsLPL Financial LLCMML Investors Services, LLC05-28-2009
David Emile HeltzLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2009
Alan Ray Tipton Jr.LPL Financial LLCMorgan Keegan & Company, Inc.07-10-2009
Walter Raymond Hays Jr.LPL Financial LLCAmeriprise Financial Services, Inc.07-31-2009
Michael George BreardLPL Financial LLCAmeriprise Financial Services, Inc.07-31-2009
Jeffrey Daniel MearesLPL Financial LLCAmeriprise Financial Services, Inc.07-31-2009
Mary Shirer RomagosaLPL Financial LLCMutual Service Corporation09-08-2009
Lowell Emerson Dever IIILPL Financial LLCMutual Service Corporation09-08-2009
Brodie Lee LandryLPL Financial LLCMutual Service Corporation09-08-2009
David Keith FontenotLPL Financial LLCMutual Service Corporation09-08-2009
Michael Robert SpielmannLPL Financial LLCMutual Service Corporation09-08-2009
David Jerome Romagosa Sr.LPL Financial LLCMutual Service Corporation09-08-2009
Lowell Emerson Dever Jr.LPL Financial LLCMutual Service Corporation09-08-2009
James Houssiere Dupuis Sr.LPL Financial LLCMutual Service Corporation09-08-2009
Vincent Francis LauerLPL Financial LLCChase Investment Services Corp.11-24-2009
Tuan Ray LeachLPL Financial LLCChase Investment Services Corp.11-24-2009
Philip Bryan MayeuxLPL Financial LLCChase Investment Services Corp.11-24-2009
Charles Francis Boagni IVLPL Financial LLCChase Investment Services Corp.11-24-2009
Next Page »

Showing 1 to 25 of 180 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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