Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Ray Tipton Jr.LPL Financial LLCMorgan Keegan & Company, Inc.07-10-2009
Alexander T. GossLPL Financial LLCWells Fargo Advisors Financial Network, LLC06-20-2014
Alfred Dominic Lopez Jr.LPL Financial LLCNext Financial Group, Inc.06-02-2014
Alfredo J. MartinezLPL Financial LLCCharles Schwab & Co., Inc.$5004-01-2019
Allen Rowe Jr.LPL Financial LLCCitigroup Global Markets Inc.05-15-2009
Alvaro Steven PaizLPL Financial LLCJ.P. Morgan Securities LLC04-18-2019
Anthony P. RagusaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-13-2012
Arthur Lee Smith IILPL Financial LLCFirst Allied Securities, Inc.06-22-2016
Arthur Smith IILPL Financial LLCFirst Allied Securities$8006-22-2016
Brandon Carl PapaLPL Financial LLCSunset Financial Services, Inc.05-28-2009
Brandon Edward WorleyLPL Financial LLCChase Investment Services Corp.04-01-2010
Brandon Joseph LeblancLPL Financial LLCCapital One Investing, LLC12-02-2015
Brent Madison LeighLPL Financial LLCFirst Allied Securities, Inc.11-23-2018
Brett Matthew HainsLPL Financial LLCCapital One Investing, LLC12-15-2015
Brodie Lee LandryLPL Financial LLCMutual Service Corporation09-08-2009
Bryce A. UnckLPL Financial LLCFirst Allied Advisory Services, Inc.11-23-2018
Carol W GarciaLPL Financial LLCJ.P. Morgan Securities LLC05-19-2015
Carson Brent SmithLPL Financial LLCINVEST Financial Corporation02-14-2018
Case Michael TerrebonneLPL Financial LLCEdward Jones12-10-2012
Casey Lee Wayne RobersonLPL Financial LLCCapital One Investing, LLC12-02-2015
Chad Daniel DufreneLPL Financial LLCJ.P. Morgan Securities LLC10-27-2016
Chad Dufrene, Wally Gundlach, Chris Kenny, Tris Millard, Jack Rovetto, Benton Turnage, Brian WynneLPL Financial LLCJPMorgan Chase & Co.$1,40010-27-2016
Charles Devilleneuve Allain IIILPL Financial LLCMorgan Keegan & Company, Inc.12-12-2011
Charles Francis Boagni IVLPL Financial LLCChase Investment Services Corp.11-24-2009
Charles Randolph EastLPL Financial LLCMorgan Keegan & Company, Inc.01-11-2010
Next Page »

Showing 1 to 25 of 177 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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