Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip James LedetLPL Financial LLCVoya Financial Advisors, Inc.02-04-2020
Julian P. BourgeoisLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-11-2019
Richard Allen Ceffalio Jr.LPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-15-2019
James H. Cox IVLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-15-2019
Cole Taylor FarrLPL Financial LLCFSC Securities Corporation10-31-2019
Patrick CavanaughLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2019
Gregory Burton O'QuinLPL Financial LLCFSC Securities Corporation10-01-2019
Brooks Taylor HarrisLPL Financial LLCFSC Securities Corporation10-01-2019
Christopher F. SopranoLPL Financial LLCFSC Securities Corporation10-01-2019
Philip G. O'QuinLPL Financial LLCFSC Securities Corporation10-01-2019
Daniel R CastorianoLPL Financial LLCCentury Securities Associates, Inc.06-05-2019
Alvaro Steven PaizLPL Financial LLCJ.P. Morgan Securities LLC04-18-2019
Cory Eugene VangeffenLPL Financial LLCRaymond James Financial Services, Inc.03-28-2019
John B. BordenLPL Financial LLCSecurian Financial Services, Inc.03-12-2019
Nolan Blake HughesLPL Financial LLCB. Riley Wealth Management02-15-2019
William John Hrapmann Jr.LPL Financial LLCCetera Advisor Networks LLC12-12-2018
Brent Madison LeighLPL Financial LLCFirst Allied Securities, Inc.11-23-2018
Bryce A. UnckLPL Financial LLCFirst Allied Advisory Services, Inc.11-23-2018
Thomas David Vangeffen Sr.LPL Financial LLCRaymond James Financial Services, Inc.10-11-2018
Christopher Beau VangeffenLPL Financial LLCRaymond James Financial Services, Inc.10-11-2018
Nicholas Ryan Van GeffenLPL Financial LLCRaymond James Financial Services, Inc.10-11-2018
Dylan KavanaghLPL Financial LLCAXA Advisors, LLC09-19-2018
Scott B. SloanLPL Financial LLCHancock Whitney Investment Services Inc.09-10-2018
Leo Jerome KernLPL Financial LLCCambridge Investment Research, Inc.07-30-2018
Jeffrey Scott LeavellLPL Financial LLCCapital One Investing, LLC03-22-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.