Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carter E. ChotinMML Investors Services, LLCPark Avenue Securities LLC11-24-2009
Xavier J. AngelMML Investors Services, LLCLPL Financial LLC08-26-2011
Miriam M. FavorMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-24-2013
Anthony Enrique BirdMML Investors Services, LLCLPL Financial LLC$1001-07-2015
Damien Brian EastMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-08-2015
William Francis CampbellMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Payton Haney DenneyMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Charles Joseph GiardinaMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Mukund Meghasham HanumanteMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Frederick Joseph YeagerMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Delano Eugene WilliamsMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Bart James BroussardMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Lyle Wallace Vanhorn Sr.MML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Audie Thomas LevronMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Shane Joseph DuheMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Jennifer Lynn HastingsMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Michael Joseph MarseMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Eleanor B. BlaylockMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David Byron FontenotMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Troy David BergeronMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Glory Becker ToupsMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Stanley Joseph Fleming Jr.MML Investors Services, LLCMetLife Securities Inc.03-25-2017
Ricky Van ZachryMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Theron Rawls Dupree Jr.MML Investors Services, LLCMetLife Securities Inc.03-25-2017
Barbara Darlene SepulvadoMML Investors Services, LLCMetLife Securities Inc.03-25-2017
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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