Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jarriet Burnell BluittMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital One Investing, LLC09-10-2018
Aundeah Joann KearneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedGradcents, LLC08-28-2018
Timothy Joel DahlbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedPurshe Kaplan Sterling Investments04-06-2018
Morell S. Crane IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-04-2018
Wynston Douglas MackieMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-02-2018
Parker Christian LapeyreMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-30-2017
Mary Mccowen LeblancMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-29-2017
Donald Laskey NewtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.08-26-2016
Raeann Marie SarsfieldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Distributors, LLC07-08-2016
Brady J AymondMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-06-2016
Patrick CavanaughMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFS Investments Inc.05-27-2016
Don Gene Banks Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-23-2016
Clifton Alan MountMerrill Lynch, Pierce, Fenner & Smith IncorporatedHancock Whitney Investment Services Inc.$1008-24-2015
Cullen Gordon HughesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-16-2015
Chad Joseph David, Samuel J Robertson Jr., Chelsea Renee SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$35006-18-2015
Brandon Clay JustusMerrill Lynch, Pierce, Fenner & Smith IncorporatedFPL Asset Management, LLC05-01-2015
Michael K RhodesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-03-2015
Jon Scott Gwatney Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-03-2014
Mark Edward ChachereMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-24-2014
Megan G. Feulner HauserMerrill Lynch, Pierce, Fenner & Smith IncorporatedOneAmerica Securities, Inc.09-29-2014
Charles VailMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.04-23-2014
Brian Thomas FenelonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$32602-14-2014
Preston Joseph PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-17-2013
Chad A MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC11-14-2012
Walker Holloway JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-28-2012
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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