Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Derek Wesley HowardMorgan StanleyThe O.N. Equity Sales Company03-16-2018
Ben Roland GegenheimerMorgan StanleyCapital One Investing, LLC07-20-2017
Mark Alan CulbertsonMorgan StanleyWorld Tree Financial, LLC06-29-2017
Angela Louise DenhamMorgan StanleyLPL Financial LLC$5006-15-2017
Micah J LillichMorgan StanleyLPL Financial LLC06-15-2017
Taylor Reid RossonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-19-2017
Angelique Guidry ManneMorgan StanleyJ.P. Morgan Securities LLC$2511-10-2016
Chad A MillerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2016
Derrick O StrozierMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2016
Nicole Sause FawleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-15-2016
Ryan Woolford SwayzeMorgan StanleyUBS Financial Services Inc.04-14-2016
Maxwell Marc ZwainMorgan StanleyNYLIFE Securities LLC12-21-2015
Thomas C FordMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2103-20-2015
Hugo Alberto Marrero Jr.Morgan StanleyProEquities, Inc.$5001-16-2015
Jeffrey Ryan ThompsonMorgan StanleyNew England Securities$10012-19-2014
Scott Edmund SalvailMorgan StanleyJ.P. Morgan Securities LLC10-13-2014
Jonathan Allen SchudmakMorgan StanleyB. Riley FBR, Inc.08-29-2014
Scott Riordan PotterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$108-01-2014
Viktoriya RudometkinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-08-2014
Michael David MiddletonMorgan StanleyCantor Fitzgerald & Co.05-16-2014
Hanh Thai WilliamsMorgan StanleyJ.P. Morgan Securities LLC04-04-2014
Amy Lynn HammockMorgan StanleyAmeritas Investment Corp.01-14-2014
John Thomas MontgomeryMorgan StanleyAvant-Garde Advisors LLC09-27-2013
Michael Michel AndersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2013
Bridget Ann HalingMorgan StanleyJ.P. Morgan Securities LLC05-30-2013
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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