Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Lorne GagliardiMorgan StanleyCitigroup Global Markets Inc.$75006-01-2009
Thomas Hayden FoardMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Jon A. BuiseMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Donald Edward Irwin Jr.Morgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Guy Steven BrennerMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Gregory Wayne DavisMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Thomas Peter WaguespackMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Brian Neil LawrenceMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
William Edward RoseMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
James Earl Walther IIIMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Maurice Michel DelahoussayeMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Robert Emmett KennedyMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Clay M FlournoyMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
Richard Morgan WilsonMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Wilfred M. Kullman IIIMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Marc Harris MillerMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Robert Chachere FoardMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Christopher Alexander GautreauxMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Janice Perino GlasMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Michael Ivan FlynnMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
John Francis RosensternMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Kevin Joseph KuhnMorgan StanleyMorgan Stanley & Co. Incorporated$5006-01-2009
Wayne Everett TrainaMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Marcus Walker Lyman IIMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Richard Ramond Baron Jr.Morgan StanleyCitigroup Global Markets Inc.$5006-01-2009
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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