Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lesley Paul HarleauxOneAmerica Securities, Inc.Quest Capital Strategies, Inc.08-04-2017
Roy Francis LissarragueOneAmerica Securities, Inc.MetLife Securities Inc.05-20-2016
John Albert Stuart Jr.OneAmerica Securities, Inc.MML Investors Services, LLC04-04-2014
Georgianna Michelle GrimmOneAmerica Securities, Inc.Park Avenue Securities LLC03-24-2014
Richard Jackson GregoryOneAmerica Securities, Inc.HD Vest Investment Services03-18-2014
Kelly C HauserOneAmerica Securities, Inc.Signator Investors, Inc.02-26-2013
Megan G. Feulner HauserOneAmerica Securities, Inc.Signator Investors, Inc.02-26-2013
Kelsey Rawls Brown LovettOneAmerica Securities, Inc.Signator Investors, Inc.$102-22-2013
Flynn Eriksson AuxtOneAmerica Securities, Inc.MetLife Securities Inc.04-05-2012
Jason Paul SietaOneAmerica Securities, Inc.MetLife Securities Inc.06-01-2011
Danny Dean AlldayOneAmerica Securities, Inc.HD Vest Investment Services11-15-2010
BENJAMIN LATROY ROBINSONOneAmerica Securities, Inc.Chase Investment Services Corp.05-27-2010

Showing 1 to 12 of 12 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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