Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Jude Semmes HughsPruco Securities, LLC.Bankers Life Securities, Inc.$5005-28-2019
Michael Alphen HebertPruco Securities, LLC.W&S Brokerage Services, Inc.$5012-26-2018
Hunter Charles MedlenPruco Securities, LLC.Park Avenue Securities LLC03-29-2017
William Louis Nesbit Jr.Pruco Securities, LLC.W&S Brokerage Services, Inc.01-11-2017
Thomas Craig EllisPruco Securities, LLC.Transamerica Financial Advisors, Inc08-07-2014
Jason S LaneauxPruco Securities, LLC.NYLIFE Securities LLC07-17-2014
Nana H RuslingPruco Securities, LLC.AXA Advisors, LLC12-09-2013
William Sherman Quinn Jr.Pruco Securities, LLC.MetLife Securities Inc.11-26-2013
Albert Frederick Peterson IIIPruco Securities, LLC.MetLife Securities Inc.11-19-2013
Edmund Whitfield Holmes IIIPruco Securities, LLC.MetLife Securities Inc.08-21-2013
Stephen Michael RosierePruco Securities, LLC.NYLIFE Securities LLC03-20-2013
James Allen Churchill Jr.Pruco Securities, LLC.Raymond James & Associates, Inc.02-01-2013
Mark Keith KebodeauxPruco Securities, LLC.First Financial Securities of America, Inc.10-15-2012
Jody Paul McdonaldPruco Securities, LLC.NYLIFE Securities LLC05-21-2012
Shane Paul MayeuxPruco Securities, LLC.MWA Financial Services Inc.05-21-2012
Rebecca Luckey MartinPruco Securities, LLC.NYLIFE Securities LLC05-07-2012
Russell Anderson ObeePruco Securities, LLC.AXA Advisors, LLC$1003-29-2012
Bernard Myrlen Baudin Jr.Pruco Securities, LLC.NYLIFE Securities LLC09-29-2011
Michael Charles LepperPruco Securities, LLC.Lincoln Financial Advisors Corporation08-20-2010

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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