Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Willis Anthony LovellRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$18103-11-2019
Sharon Ann McleanRaymond James & Associates, Inc.LPL Financial LLC12-21-2018
Kevin Michael PhillipsRaymond James & Associates, Inc.Securian Financial Services, Inc.12-20-2018
Alan Scott MooreRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$6806-15-2018
Forrest Stephen DuncanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00006-15-2018
Frederick Stephen DuncanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10006-15-2018
Preston Joseph PerezRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$106-04-2018
Stephen J GreenRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2018
Stephen Michael DasteRaymond James & Associates, Inc.Ffc Capital Advisors, LLC$1,00003-21-2018
Margaret Alsfeld KaulRaymond James & Associates, Inc.FBT Investments, Inc.12-04-2017
Christopher Michael MclaughlinRaymond James & Associates, Inc.FBT Investments, Inc.$5008-07-2017
Leonardo Ferreira De BarrosRaymond James & Associates, Inc.FBT Investments, Inc.$2508-07-2017
Rebecca LaicheRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00007-28-2017
Howard Gilford Johnson IIIRaymond James & Associates, Inc.J.P. Morgan Securities LLC$10007-21-2017
Kyle William HawthorneRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-21-2017
Roger William SullivanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10007-21-2017
Jeremy Daniel CantuRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$112-06-2016
William Hinton Andrews IIIRaymond James & Associates, Inc.Morgan Stanley07-07-2016
Jason Lee TiserRaymond James & Associates, Inc.J.P. Morgan Securities LLC$109-25-2015
Peter Michael SteffensRaymond James & Associates, Inc.J.P. Morgan Securities LLC$109-04-2015
John Oadus WhiteRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$28303-20-2015
Wiley Richard GardnerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-20-2015
Brandon Avery DuncanRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2014
Blake Peter Bergeron Jr.Raymond James & Associates, Inc.LPL Financial LLC$111-14-2014
William Michael Mann Jr.Raymond James & Associates, Inc.UBS Financial Services Inc.$110-24-2014
Next Page »

Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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