Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amber Leigh MartinWells Fargo Clearing Services, LLCMoney Concepts Capital Corp11-01-2018
Michael A BoagniWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2018
Nicholas Anthony FrancoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2018
Devin Leann LadnerWells Fargo Clearing Services, LLCHancock Whitney Investment Services Inc.04-02-2018
Tyler Hundley SpenceWells Fargo Clearing Services, LLCEdward Jones07-27-2017
Richard Nereaux Burtt IIWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-02-2017
Brian Nick GuzzardoWells Fargo Clearing Services, LLCScottrade, Inc.06-21-2016
Frederick Scott StetsonWells Fargo Clearing Services, LLCEdward Jones04-22-2016
Tuan Minh Peter PhamWells Fargo Clearing Services, LLCScottrade, Inc.02-05-2016
Mark Allan BannickWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.10-01-2015
Heather F FalconWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2015
Charles Vogts Guilbault Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$24107-02-2015
Ajay H MurthyWells Fargo Clearing Services, LLCMorgan Stanley$14305-14-2015
Robert Clyde Hargrove IIWells Fargo Clearing Services, LLCMorgan Stanley04-17-2014
Erin Kyla DolanWells Fargo Clearing Services, LLCLPL Financial LLC11-14-2013
Forrest Stephen DuncanWells Fargo Clearing Services, LLCHancock Whitney Investment Services Inc.07-31-2013
Oscar Gustave HernandezWells Fargo Clearing Services, LLCMorgan Stanley$102-22-2013
Oscar Jose HernandezWells Fargo Clearing Services, LLCMorgan Stanley02-22-2013
Michael Chase BlackWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2012
Robert Reid SheltonWells Fargo Clearing Services, LLCMorgan Stanley$105-25-2012
Blake Lee KymenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2011
Arlen John LedetWells Fargo Clearing Services, LLCMorgan Stanley$20004-21-2011
James Burnell Guilbeaux Jr.Wells Fargo Clearing Services, LLCEdward Jones10-08-2010
Jeffrey Hugh D'AmicoWells Fargo Clearing Services, LLCMorgan Stanley08-20-2010
Michael Rush HunterWells Fargo Clearing Services, LLCMorgan Stanley$5008-20-2010
Next Page »

Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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