Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Scott HoltzclawHancock Whitney Investment Services Inc.J.P. Morgan Securities LLC$106-13-2019
Andrew P. HallMutual Securities, Inc.Raymond James Financial Services, Inc.06-07-2019
Daniel Charles PriceMutual Securities, Inc.Raymond James Financial Services Advisors, Inc$5006-07-2019
Leo Gregory AbelMutual Securities, Inc.Raymond James Financial Services Advisors, Inc$14306-07-2019
Daniel R. CastorianoLPL Financial LLCEdward Jones06-05-2019
Thomas Jude Semmes HughsPruco Securities, LLC.Bankers Life Securities, Inc.$5005-28-2019
John Elwood CarrollIFP Securities, LLCLPL Financial LLC$10005-23-2019
John Elwood CarrollIFP Securities, LLCLPL Financial LLC$10005-23-2019
Joseph Bradley SmithWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-09-2019
Laurie Lynn WilliamsonRaymond James Financial Services, Inc.Edward Jones$5005-02-2019
Michael E. ChastainPark Avenue Securities LLCMML Investors Services, LLC04-25-2019
Toby John LafontCWM, LLCLPL Financial LLC03-20-2019
John Hughes ScottHancock Whitney Investment Services Inc.Park Avenue Securities LLC03-13-2019
Willis Anthony LovellRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$18103-11-2019
Jeffrey Draughon, Joseph Bollinger Jr., Michael Upton, Samuel Marino Jr., Brian Flynn, Stanley Bollinger, Crissy Shirley, John Lenahan and Lori Decker Ameriprise FinancialLPL Financial$63302-21-2019
Brian Joseph FlynnAmeriprise Financial Services, Inc.LPL Financial LLC$5002-21-2019
Lori Ann DeckerAmeriprise Financial Services, Inc.LPL Financial LLC02-21-2019
Samuel Joseph Marino Jr.Ameriprise Financial Services, Inc.LPL Financial LLC$102-21-2019
Dana Shawn VuteraCetera Advisors LLCQuestar Capital Corporation$5002-19-2019
Morgan Manfre MurdockRaymond James Financial Services, Inc.Edward Jones$102-11-2019
Coyt Lamar NicholsonHancock Whitney Investment Services Inc.Cetera Investment Services LLC$102-08-2019
Micah Lee HansonLPL Financial LLCInvestment Professionals, Inc.$2301-14-2019
Michael David ThieryJ.P. Morgan Securities LLCLPL Financial LLC01-03-2019
Michael Alphen HebertPruco Securities, LLC.W&S Brokerage Services, Inc.$5012-26-2018
Sharon Ann McleanRaymond James & Associates, Inc.LPL Financial LLC12-21-2018
Next Page »

Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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