Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kelly Clay BentleyJ.P. Morgan Securities LLCEdward Jones08-07-2019
Jeffrey Anthony Roy Sr.Hancock Whitney Investment Services Inc.Raymond James & Associates, Inc.08-05-2019
Felix Paul McElroy Jr.LPL Financial LLCNext Financial Group, Inc.$15008-02-2019
Izaac KingRaymond James Financial Services, Inc.Edward Jones08-02-2019
Michael Gilbert HacklerCetera Advisors LLCLPL Financial LLC08-01-2019
Derek Wesley HowardEdward JonesMorgan Stanley08-01-2019
Statton FrankMorgan StanleyJ.P. Morgan Securities LLC07-29-2019
James Christopher LandryGoss AdvisorsLincoln Financial Advisors Corporation$2507-26-2019
Donald Joseph SchmittHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC07-22-2019
Marcos MedinaRaymond James & Associates, Inc.J.P. Morgan Securities LLC07-11-2019
Jon Scott Gwatney Jr.AE Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2019
Anthony Thomas EatonHancock Whitney Investment Services Inc.MML Investors Services, LLC07-08-2019
Earl Joseph Breaux Jr.ProEquities, Inc.Lincoln Financial Securities Corporation$2507-01-2019
John Cothran EllisMorgan StanleyUBS Financial Services Inc.06-21-2019
Jill Blanchard BlairMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2019
Andrew Franklin EatonCharles Schwab & Co., Inc.TIAA-CREF Individual & Institutional Services, LLC$2506-17-2019
Christian Bradley VardamanCharles Schwab & Co., Inc.LPL Financial LLC06-17-2019
Lee Siegal HendersonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-17-2019
George R. HutterRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Megan Elise GiardinaRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Christine SheaRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Patrick David KunglRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Chad James CastrinosAdvisor Resource CouncilIndependent Financial Partners$2506-14-2019
Jeffrey Scott HoltzclawHancock Whitney Investment Services Inc.J.P. Morgan Securities LLC06-13-2019
Garrett Keith NortonHancock Whitney Investment Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2019
Next Page »

Showing 1 to 25 of 36 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.