Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Coy Reeves WatsonProspera Financial Services, Inc.Edward Jones$5008-09-2019
Coy Reeves WatsonProspera Financial Services, Inc.Edward Jones$5008-09-2019
Donald Joseph SchmittHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC07-22-2019
Richard Sholes MullenGWM Advisors, LLCUBS Financial Services Inc.07-19-2019
Gregory BoyleGWM Advisors, LLCUBS Financial Services Inc.07-19-2019
Richard Francis ChautinBlue Cypress Wealth Management, LLCCetera Investment Services LLC07-18-2019
Dexter Andrew GaryBlue Cypress Wealth Management, LLCCetera Investment Services LLC07-18-2019
Shane GoffProspera Financial Services, Inc.Edward Jones$8707-03-2019
Earl Joseph Breaux Jr.ProEquities, Inc.Lincoln Financial Securities Corporation$2507-01-2019
John Cothran EllisMorgan StanleyUBS Financial Services Inc.06-21-2019
Lee Henderson, George Hutter, Megan Giardina, Christine Shea, Patrick KunglRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$37206-17-2019
Lee Siegal HendersonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-17-2019
George R. HutterRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Megan Elise GiardinaRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Jeffrey Scott HoltzclawHancock Whitney Investment Services Inc.J.P. Morgan Securities LLC06-13-2019
Leo Gregory AbelMutual Securities, Inc.Raymond James Financial Services, Inc.$14306-07-2019
Daniel Charles PriceMutual Securities, Inc.Raymond James Financial Services, Inc.$5006-07-2019
Andrew P. HallMutual Securities, Inc.Raymond James Financial Services, Inc.06-07-2019
Marc Arnaud MiranneAmeriprise Financial Services, Inc.LPL Financial LLC$5006-04-2019
Gregory John StokesStokes Family Office LLCStokes & Hubbell Capital Management, LLC05-30-2019
Michael Matthew MinvielleRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2019
Thomas Jude Semmes HughsPruco Securities, LLC.Bankers Life Securities, Inc.$5005-28-2019
John Elwood CarrollIFP Securities, LLCLPL Financial LLC$10005-23-2019
John A SuarezLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-20-2019

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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