Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Truman Vanveckhoven IIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2019
Charles Maclean RenwickSecurities America, Inc.Avantax Advisory Services09-17-2019
Ralph Carroll Freibert IIIPlanning Associates Wealth Management, LLCAmeriprise Financial Services, Inc.09-14-2019
Richard John Baldwin Jr.Morgan StanleyEdward Jones$15009-06-2019
Andrew Brian NotoPlanning Associates Wealth Management, LLCInfinex Investments, Inc.09-06-2019
Phillip Wayne NadeauLPL Financial LLCEdward Jones$10009-05-2019
Bernard Hawkins Robertson IIIHackett Robertson Tobe GroupRaymond James Financial Services, Inc.09-05-2019
James Christopher BayardCapital South Wealth Management, LLCLPL Financial LLC09-04-2019
Ryan Christopher GisclairCapital South Wealth Management, LLCLPL Financial LLC09-04-2019
Reginald J WheelerPruco Securities, LLC.Park Avenue Securities LLC09-03-2019
Cortney Michael WagnerJ.P. Morgan Securities LLCHancock Whitney Investment Services Inc.09-03-2019
Stephens McVeaHancock Whitney Investment Services Inc.J.P. Morgan Securities LLC08-29-2019
Dudley Earl Labauve IIILPL Financial LLCSummit Brokerage Services, Inc.$50008-26-2019
Cynthia S. ThompsonLPL Financial LLCRaymond James Financial Services, Inc.$25008-22-2019
Chad Miachel LibuttiW&S Brokerage Services, Inc.Allstate Financial Services, LLC08-22-2019
Gavin PorterHancock Whitney Investment Services Inc.UBS Financial Services Inc.08-20-2019
Michael Eugene SellittoRoyal Road Wealth Partners, LLCSecurian Financial Services, Inc.08-15-2019
Aaron Scott GummerRoyal Road Wealth Partners, LLCSecurian Financial Services, Inc.08-15-2019
Kelly Clay BentleyJ.P. Morgan Securities LLCEdward Jones08-07-2019
Jeffrey Anthony Roy Sr.Hancock Whitney Investment Services Inc.Raymond James & Associates, Inc.$10008-05-2019
Felix Paul McElroy Jr.LPL Financial LLCNext Financial Group, Inc.$15008-02-2019
Izaac KingRaymond James Financial Services, Inc.Edward Jones08-02-2019
Michael Gilbert HacklerCetera Advisors LLCLPL Financial LLC$10008-01-2019
Derek Wesley HowardEdward JonesMorgan Stanley08-01-2019
Statton FrankMorgan StanleyJ.P. Morgan Securities LLC07-29-2019
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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