Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ernest Mcdougall Burns JrBurns Wealth Advisors LLCAE Wealth Management, LLC09-26-2019
Christopher L. BurnsBurns Wealth Advisors LLCAE Wealth Management, LLC09-26-2019
Christian Paul Martin ClausenBurns Wealth Advisors LLCAE Wealth Management, LLC09-25-2019
Chad Miachel LibuttiW&S Brokerage Services, Inc.Allstate Financial Services, LLC08-22-2019
Candace Blasi GaryCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10010-18-2019
Justin Earl HenselCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$74010-18-2019
Ralph Carroll Freibert IIIPlanning Associates Wealth Management, LLCAmeriprise Financial Services, Inc.09-14-2019
Charles Maclean RenwickSecurities America, Inc.Avantax Advisory Services09-17-2019
Randall Bernard RichardsonFirst Heartland Capital, Inc.Cetera Advisors LLC11-04-2019
Whitney W GrishamMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUNA Brokerage Services, Inc.10-01-2019
Joseph Philip Fasullo IIILPL Financial LLCDorsey & Company, Inc.$10010-22-2019
Marigny deMauriacPruco Securities, LLC.Edward Jones$10010-28-2019
Richard John Baldwin Jr.Morgan StanleyEdward Jones$15009-06-2019
Phillip Wayne NadeauLPL Financial LLCEdward Jones$10009-05-2019
Douglas Turner FarrLPL Financial LLCFSC Securities Corporation$10010-31-2019
John D MyersLPL Financial LLCFSC Securities Corporation$10010-31-2019
Sandy Renee DuplisseyLPL Financial LLCFSC Securities Corporation$50010-31-2019
Cole Taylor FarrLPL Financial LLCFSC Securities Corporation10-31-2019
James Francis Curley Jr.LPL Financial LLCFSC Securities Corporation$15010-01-2019
Michael Lee YoungLPL Financial LLCFSC Securities Corporation$25010-01-2019
Patrick Ewing O'QuinLPL Financial LLCFSC Securities Corporation$50010-01-2019
Gregory Burton O'QuinLPL Financial LLCFSC Securities Corporation10-01-2019
Brooks Taylor HarrisLPL Financial LLCFSC Securities Corporation10-01-2019
Christopher F. SopranoLPL Financial LLCFSC Securities Corporation10-01-2019
Philip G. O'QuinLPL Financial LLCFSC Securities Corporation10-01-2019
Next Page »

Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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