Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Xavier J. AngelRoyal Alliance Associates, Inc.MML Investors Services, LLC11-11-2019
Randall Bernard RichardsonFirst Heartland Capital, Inc.Cetera Advisors LLC11-04-2019
Cade Patrick BabineauxAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-01-2019
Cole Taylor FarrLPL Financial LLCFSC Securities Corporation10-31-2019
Tonnette RisingNorthwestern Mutual Investment Services, LLCMutual of America Life Insurance Company10-18-2019
Neal James HebertAmeritas Investment Corp.Pruco Securities, LLC.10-17-2019
Patrick CavanaughLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2019
Gregory Burton O'QuinLPL Financial LLCFSC Securities Corporation10-01-2019
Brooks Taylor HarrisLPL Financial LLCFSC Securities Corporation10-01-2019
Christopher F. SopranoLPL Financial LLCFSC Securities Corporation10-01-2019
Philip G. O'QuinLPL Financial LLCFSC Securities Corporation10-01-2019
Whitney W GrishamMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUNA Brokerage Services, Inc.10-01-2019
Ernest Mcdougall Burns JrBurns Wealth Advisors LLCAE Wealth Management, LLC09-26-2019
Christopher L. BurnsBurns Wealth Advisors LLCAE Wealth Management, LLC09-26-2019
Aundeah Joann KearneyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2019
Christian Paul Martin ClausenBurns Wealth Advisors LLCAE Wealth Management, LLC09-25-2019
Albert Truman Vanveckhoven IIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2019
Charles Maclean RenwickSecurities America, Inc.Avantax Advisory Services09-17-2019
Ralph Carroll Freibert IIIPlanning Associates Wealth Management, LLCAmeriprise Financial Services, Inc.09-14-2019
Andrew Brian NotoPlanning Associates Wealth Management, LLCInfinex Investments, Inc.09-06-2019
Bernard Hawkins Robertson IIIHackett Robertson Tobe GroupRaymond James Financial Services, Inc.09-05-2019
James Christopher BayardCapital South Wealth Management, LLCLPL Financial LLC09-04-2019
Ryan Christopher GisclairCapital South Wealth Management, LLCLPL Financial LLC09-04-2019
Reginald J WheelerPruco Securities, LLC.Park Avenue Securities LLC09-03-2019
Cortney Michael WagnerJ.P. Morgan Securities LLCHancock Whitney Investment Services Inc.09-03-2019
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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