Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Angus GuyAE Wealth Management, LLCSCF Investment Advisors, Inc.08-06-2019
Richard Stephen ElmanRaymond James Financial Services, Inc.Moors & Cabot, Inc.$5007-31-2019
Richard Sholes MullenTriad Advisors LLCUBS Financial Services Inc.$15007-19-2019
Gregory BoyleTriad Advisors LLCUBS Financial Services Inc.$15007-19-2019
Kristine N. GaumnitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Securities, Inc.07-17-2019
Brian C. FranfordCompass Wealth Management, LLCLincoln Investment07-11-2019
Ira Gene SagerSorrento Pacific Financial, LLCFirst Allied Securities, Inc.$5007-11-2019
Calixto PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-02-2019
Brendan Ryan GallagherPinnacle Investments, LLCEssex Securities LLC07-01-2019
Swan Sihua ShenSagePoint Financial, Inc.Capital Financial Services, Inc.$10007-01-2019
Salvatore MansuetoCitizens Securities, Inc.Charles Schwab & Co., Inc.$5007-01-2019
Richard Kendrick BradshawPinnacle Investments, LLCEssex Securities LLC$2506-28-2019
Maria Anna StaffiereMorgan StanleyWeston Securities Corporation$1,00006-21-2019
Kerry Paul FalcoMorgan StanleyWeston Securities Corporation$1,00006-21-2019
Christopher WalkiewiczCitizens Securities, Inc.Pruco Securities, LLC$15006-13-2019
Jessica M HollowayMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$2506-10-2019
Leo Anthony Robinson Jr.Wells Fargo Clearing Services, LLC Morgan Stanley$8106-06-2019
Philip Brian ChandlerRaymond James Financial Services, Inc.Gage-Wiley & Co., Inc.$106-05-2019
Amy JamrogMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$106-05-2019
Jonathan Jed MeyersAllstate Financial Services, LLCLPL Financial LLC05-30-2019
Eric Henry BurtRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-28-2019
Stephen Michael BerubeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$105-21-2019
Eric Henry BurtRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-21-2019
Stephen Michael BerubeRBC Capital Makrets LLCWells Fargo Clearing Services, LLC$105-21-2019
Mark C. ZacekInfinex Investments, Inc.Raymond James Financial Services Advisors, Inc.$5005-13-2019
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Showing 1 to 25 of 3,361 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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