Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean Michael McdonoughOnboard Financial Management, LLCWinslow, Evans & Crocker, Inc.09-29-2020
Michael Joseph Dorsey JrBoston Family Office LLCRaymond James Financial Services, Inc.09-29-2020
Kevin DaleyCitizens Securities, Inc.Santander Securities LLC09-28-2020
Eric Lawrence HopkinsEquity Services, Inc.Santander Securities LLC09-28-2020
Gary Edward McgovernJanney Montgomery Scott LLCRaymond James & Associates, Inc.$10009-24-2020
Lindsey Rene SteffeMorgan StanleyFidelity Personal and Workplace Advisors09-24-2020
Joseph WilliamsWilliams Wealth ManagementNorthwestern Mutual Investment Services, LLC09-24-2020
Christopher John CertoLake Street AdvisorsCharles Schwab & Co., Inc.09-22-2020
John C RileyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00009-18-2020
Damon Michael DelutiesWells Fargo Clearing Services, LLCMorgan Stanley$10009-18-2020
Dawn Marie CobakWells Fargo Clearing Services, LLCMorgan Stanley09-18-2020
Rebekah Ann PennellFerris Capital, LLCFidelity Personal and Workplace Advisors09-15-2020
Trevor Alex FarringtonEquitable Advisors, LLCSecurian Financial Services, Inc.09-14-2020
Patrick HurleyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2020
James Parker EkGWFS Equities, Inc.Citizens Securities, Inc.09-11-2020
Gary Alan RubinWells Fargo Clearing Services, LLCMorgan Stanley$10009-10-2020
Melissa Gail LevyPruco Securities, LLC.Horace Mann Investors, Inc.$2509-10-2020
Phillip Peter ParzialeCUNA Brokerage Services, Inc.Citizens Securities, Inc.$15009-09-2020
Sylvia N KombourasMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC09-02-2020
Bruce Woodman HardyAsset Strategy Advisors, LLCPRI Financial Advisors, Inc.08-31-2020
Frederick Carpenter LaneLane Generational LLCRaymond James & Associates, Inc.08-28-2020
Michael Patrick DunfeeWells Fargo Clearing Services, LLCMorgan Stanley$10008-28-2020
Michael Bernard BoucherWells Fargo Clearing Services, LLCMorgan Stanley$5008-28-2020
Andrew Joshua KatzWells Fargo Clearing Services, LLCMorgan Stanley$5008-28-2020
John Mark Schibli JrLane Generational LLCRaymond James & Associates, Inc.08-28-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.