Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Scott SandersonBriggs Advisory Group, Inc.1st Global Capital Corp.01-08-2020
Paul David McHughAmeriprise Financial Services, LLC1st Global Capital Corp.12-01-2014
Alan Abraham ZwickerNorthwestern Mutual Investment Services, LLC1st Global Capital Corp.11-30-2011
Kelli Marie GrewBeacon Financial Planning of Cape CodAAFCPAs Wealth Management, LLC04-09-2019
Janet Rhodes FriedmanCWM, LLCABARIS FINANCIAL GROUP, LLC04-01-2019
Elaine Louise BonomaCWM, LLCAbaris Financial Group, LLC04-01-2019
John Francis FlynnCWM, LLCAbaris Financial Group, LLC04-01-2019
John Pierce Murphy JrRaymond James Financial Services, Inc.Addison Avenue Financial Partners, LLC01-18-2012
Dominick Vito ZurzoloGWFS Equities, Inc.ADP Broker-Dealer, Inc.12-12-2015
Christopher Sean DeeleyGrimes & Company, Inc.Adviser Investments12-14-2017
Gregory Jason McleanLPL Financial LLCAdvisors Asset Management, Inc.$5001-30-2015
Dennis Michael SextonTIAA-CREF Individual & Institutional Services, LLCAdvisory Group Equity Services Ltd.09-17-2018
Jeffrey Alan SacherNational Securities CorporationAegis Capital Corp.07-18-2017
Quentin William ClimerLPL Financial LLCAIG Capital Services, Inc.05-19-2015
Dale Robert AldieriThe Patriot Financial Group, LLCALDIERI FINANCIAL SERVICES LLC04-25-2019
Shayne Christopher LaytonAscensus Broker Dealer Services, LLCAlight Financial Solutions, LLC06-10-2019
Nicholas Dana StevensFidelity Brokerage Services LLCAllen & Company of Florida, LLC09-08-2009
Joseph P MontanaCCR Wealth ManagementAlliance Benefit Group08-25-2014
Anthony Franzi ManciniMorgan StanleyAllianceBernstein L.P.09-24-2012
Stephen Anthony CalderaraMorgan StanleyAllianceBernstein L.P.$1,00006-14-2010
Marcel Theodore Siqueira DawsonRBC Capital Markets, LLCAllianz Global Investors Distributors LLC08-22-2019
Robert James McNamaraPruco Securities, LLC.Allstate Financial Services, LLC08-28-2019
Wayne Frederick Slattery JrLion Street Financial, LLCAllstate Financial Services, LLC08-28-2018
Peter James BacchiocchiCambridge Investment Research, Inc.Allstate Financial Services, LLC04-25-2017
Emre OztuncCitizens Securities, Inc.Allstate Financial Services, LLC$15010-02-2014
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Showing 1 to 25 of 2,907 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.