Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Scott SandersonBriggs Advisory Group, Inc.1st Global Capital Corp.01-08-2020
Steven Joseph WilderAmeriprise Financial Services, LLC1st Global Capital Corp.12-15-2015
Kenneth Hans Teksten OlsonLPL Financial LLC1st Global Capital Corp.08-18-2015
Paul David McHughAmeriprise Financial Services, LLC1st Global Capital Corp.12-01-2014
Colin Hamilton SmithNew England Securities1st Global Capital Corp.11-20-2012
James Arthur HogancampNew England Securities1st Global Capital Corp.11-01-2012
Glenn William GallowayNew England Securities1st Global Capital Corp.10-16-2012
Philip Joseph ChristianoAAFCPAs Wealth Management, LLC1st Global Capital Corp.09-19-2012
Michael Thomas MeehanNew England Securities1st Global Capital Corp.$2508-01-2012
Theresa Marie MeehanNew England Securities1st Global Capital Corp.07-17-2012
Alan Abraham ZwickerNorthwestern Mutual Investment Services, LLC1st Global Capital Corp.11-30-2011
Toni Thore Lee-AndrewsCambridge Investment Research, Inc.1st Global Capital Corp.07-01-2010
Jeanette Renee AddingtonVoya Financial Advisors, Inc.1st Global Capital Corp.09-15-2009
Kelli Marie GrewBeacon Financial Planning of Cape CodAAFCPAs Wealth Management, LLC04-09-2019
Jeffrey Scott McManusMerrill Lynch, Pierce, Fenner & Smith IncorporatedAarp Financial12-21-2010
Janet Rhodes FriedmanCWM, LLCABARIS FINANCIAL GROUP, LLC04-01-2019
Elaine Louise BonomaCWM, LLCAbaris Financial Group, LLC04-01-2019
John Francis FlynnCWM, LLCAbaris Financial Group, LLC04-01-2019
Raymond Andrew ChildsShorepoint Capital Partners LLCABLE CAPITAL MANAGEMENT, LLC09-02-2016
Maria Guadalupe NorthamBolton Global CapitalAbshier Webb Donnelly & Baker, Inc.04-13-2011
Mark Anthony BavaroMorgan StanleyAcademy Securities, Inc.08-08-2016
Eric P. ScruggsShepherd Kaplan LLCAcorn Financial Advisory Services, Inc.06-14-2017
Christopher Sean DeeleyGrimes & Company, Inc.Adviser Investments12-14-2017
Gregory Jason McLeanLPL Financial LLCAdvisors Asset Management, Inc.01-30-2015
Dennis Michael SextonTIAA-CREF Individual & Institutional Services, LLCAdvisory Group Equity Services Ltd.09-17-2018
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Showing 1 to 25 of 4,638 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.