Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Hans Teksten OlsonLPL Financial LLC1st Global Capital Corp.08-18-2015
Paul David McHughAmeriprise Financial Services, Inc.1st Global Capital Corp.12-01-2014
Alan Abraham ZwickerNorthwestern Mutual Investment Services, LLC1st Global Capital Corp.11-30-2011
Toni Thore Lee-AndrewsCambridge Investment Research, Inc.1st Global Capital Corp.07-01-2010
Kelli Marie GrewBeacon Financial Planning of Cape CodAAFCPAs Wealth Management, LLC04-09-2019
Maria Guadalupe NorthamBolton Global CapitalAbshier Webb Donnelly & Baker, Inc.04-13-2011
Eric P. ScruggsShepherd Kaplan LLCAcorn Financial Advisory Services, Inc.06-14-2017
Saul Frank FeingoldFSC Securities CorporationAdvantage Capital Corporation$10002-27-2009
Judith Ann WayneFSC Securities CorporationAdvantage Capital Corporation$1002-27-2009
Kenneth Arthur SmithFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Alicia May LarsonFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Jed Reid BrandesFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Christopher Sean DeeleyGrimes & Company, Inc.Adviser Investments12-14-2017
Gregory Jason McLeanLPL Financial LLCAdvisors Asset Management, Inc.01-30-2015
Hongmei LiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.06-14-2019
Jeffrey Alan SacherNational Securities CorporationAegis Capital Corp.07-18-2017
Michaela Green HerlihyBeacon Financial Planning, Inc.Aevitas Wealth Management, Inc.05-08-2012
Kyle Sause McMorrowWellesley Asset Management, Inc.AI ADVISORS, LLC07-19-2012
Quentin William ClimerLPL Financial LLCAIG Capital Services, Inc.05-19-2015
Shayne Christopher LaytonAscensus Broker Dealer Services, LLCAlight Financial Solutions, LLC06-10-2019
Joseph P. MontanaCCR Wealth ManagementAlliance Benefit Group08-25-2014
Stephen Anthony CalderaraMorgan StanleyAllianceBernstein L.P.06-14-2010
Frank Paul PanayotouUBS Financial Services Inc.AllianceBernstein L.P.02-20-2009
Alan FelenchakSantander Securities LLCAllstate Financial Services, LLC$5005-22-2019
Adam I. RothbartLPL Financial LLCAllstate Financial Services, LLC03-15-2017
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Showing 1 to 25 of 3,282 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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