Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nancy Ellen Goedecke1st Global Capital Corp.HD Vest Investment Services02-17-2015
Timothy James Harrington1st Global Capital Corp.Triad Advisors LLC06-15-2010
Andrew Edmund HammondAAFCPAs Wealth ManagementFidelity Brokerage Services LLC05-03-2017
Jonathan Seth BloomAAFCPAs Wealth ManagementSantander Securities LLC10-26-2016
Philip Joseph ChristianoAAFCPAs Wealth Management1st Global Capital Corp.09-19-2012
Joel AronsonAAFCPAs Wealth ManagementCSSC Brokerage Services, Inc.07-25-2012
Brian Andrew JoyceAAFCPAs Wealth ManagementTrustee Empowerment & Protection, Inc.07-24-2012
John Francis FlynnAbaris Financial Group, LLCDavid Witherbee & Associates, Inc.09-28-2010
Alan D FriedbergADF Financial Services LLCAmeriprise Financial Services, Inc.05-20-2015
Bradley Keith SharpAdviser InvestmentsBraver Wealth Management, LLC02-06-2017
Robert Douglas LepsonAdviser InvestmentsBraver Wealth Management, LLC02-06-2017
David John VermeulenAdviser InvestmentsInnovation Partners LLC09-09-2015
Christopher Michael HaganAdviser Investments Acquisition Co LLCE*TRADE Securities LLC03-25-2011
Patrick Charles VaughanAdvisory Group Equity Services Ltd.Bequia Securities, LLC01-24-2019
Richard Alan DryerAdvisory Group Equity Services Ltd.Lincoln Financial Securities Corporation11-13-2017
John Arthur DoaneAdvisory Group Equity Services Ltd.Detwiler Fenton & Co.11-16-2016
Peggy Lynn RomeroAdvisory Group Equity Services Ltd.Park Avenue Securities LLC04-01-2016
Alyssa Jeannette RakovichAdvisory Group Equity Services Ltd.Morgan Stanley02-19-2016
Hunter Scott LukeAdvisory Group Equity Services Ltd.Commonwealth Financial Network$2501-05-2016
Shawn Michael SullivanAdvisory Group Equity Services Ltd.Investors Capital Corp.01-22-2015
Alan Ray DruckenmillerAdvisory Group Equity Services Ltd.Centaurus Financial, Inc.01-06-2014
James Robert ScottAdvisory Group Equity Services Ltd.HBW Securities LLC$101-02-2014
Adam Richardson NorrisAdvisory Group Equity Services Ltd.Huntwicke Securities, LLC10-19-2012
Barry Nathan KoslowAdvisory Group Equity Services Ltd.Lincoln Financial Advisors Corporation$106-20-2011
Edward Michael GazarianAdvisory Group Equity Services Ltd.Beacon Investment Management, LLC$15003-28-2011
Next Page »

Showing 1 to 25 of 3,347 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.