Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nancy Ellen Goedecke1st Global Capital Corp.HD Vest Investment Services02-17-2015
Timothy James Harrington1st Global Capital Corp.Triad Advisors LLC06-15-2010
Andrew Edmund HammondAAFCPAs Wealth ManagementFidelity Brokerage Services LLC05-03-2017
Jonathan Seth BloomAAFCPAs Wealth ManagementSantander Securities LLC10-26-2016
Philip Joseph ChristianoAAFCPAs Wealth Management1st Global Capital Corp.09-19-2012
Joel AronsonAAFCPAs Wealth ManagementCSSC Brokerage Services, Inc.07-25-2012
Brian Andrew JoyceAAFCPAs Wealth ManagementTrustee Empowerment & Protection, Inc.07-24-2012
John Francis FlynnAbaris Financial Group, LLCDavid Witherbee & Associates, Inc.09-28-2010
Alan D FriedbergADF Financial Services LLCAmeriprise Financial Services, Inc.05-20-2015
Bradley Keith SharpAdviser InvestmentsBraver Wealth Management, LLC02-06-2017
Robert Douglas LepsonAdviser InvestmentsBraver Wealth Management, LLC02-06-2017
David John VermeulenAdviser InvestmentsInnovation Partners LLC09-09-2015
Christopher Michael HaganAdviser Investments Acquisition Co LLCE*TRADE Securities LLC03-25-2011
Patrick Charles VaughanAdvisory Group Equity Services Ltd.Bequia Securities, LLC01-24-2019
Richard Alan DryerAdvisory Group Equity Services Ltd.Lincoln Financial Securities Corporation11-13-2017
John Arthur DoaneAdvisory Group Equity Services Ltd.Detwiler Fenton & Co.11-16-2016
Peggy Lynn RomeroAdvisory Group Equity Services Ltd.Park Avenue Securities LLC04-01-2016
Alyssa Jeannette RakovichAdvisory Group Equity Services Ltd.Morgan Stanley02-19-2016
Hunter Scott LukeAdvisory Group Equity Services Ltd.Commonwealth Financial Network$2501-05-2016
Shawn Michael SullivanAdvisory Group Equity Services Ltd.Investors Capital Corp.01-22-2015
Alan Ray DruckenmillerAdvisory Group Equity Services Ltd.Centaurus Financial, Inc.01-06-2014
James Robert ScottAdvisory Group Equity Services Ltd.HBW Securities LLC$101-02-2014
Adam Richardson NorrisAdvisory Group Equity Services Ltd.Huntwicke Securities, LLC10-19-2012
Barry Nathan KoslowAdvisory Group Equity Services Ltd.Lincoln Financial Advisors Corporation$106-20-2011
Edward Michael GazarianAdvisory Group Equity Services Ltd.Beacon Investment Management, LLC$15003-28-2011
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Showing 1 to 25 of 3,347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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