Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Diana V. SmithAmeriprise Financial Services, Inc.UBS Financial Services Inc.12-06-2010
Amanda Joy WilleyAmeriprise Financial Services, Inc.Money Concepts Capital Corp$1008-09-2010
Joseph Vincent Sciacca Jr.Ameriprise Financial Services, Inc.Edward Jones$2504-23-2010
Alfred Peter BaranAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$10003-17-2010
Martin David GreenAmeriprise Financial Services, Inc.Edward Jones$15010-30-2009
Ronald James BellAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Daniel Richard HallAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Russell L BeckwithAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
William Michael SteadmanAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Kurt Marcus CarlsonAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.$5006-26-2009
James Timothy FuerstnauAmeriprise Financial Services, Inc.UBS Financial Services Inc.$15004-21-2009
Peter Richard StranoAmeritas Investment Corp.MetLife Securities Inc.11-04-2015
Salvatore Daniel LombardiAmeritas Investment Corp.MML Investors Services, LLC03-01-2013
Scott Anderson SwartzAndersonLane AssociatesTFC Financial Management Inc05-09-2019
Stephen Ward ShipmanArden Investment AdvisorsFinancial West Group10-04-2016
Kimberly Spickler MorrowArgent Wealth Management, LLCARGENT WEALTH MANAGEMENT, INC.02-10-2014
Jeremy Josef VailleArsenal Financial, LLCFidelity Brokerage Services LLC02-06-2019
Kathleen McQuigganArtemis Financial Advisors LLCALPS Distributors, Inc.09-06-2017
Shayne Christopher LaytonAscensus Broker Dealer Services, LLCAlight Financial Solutions, LLC06-10-2019
Jason Ryan GilbertAscensus Broker Dealer Services, LLCPrudential Investment Management Services LLC04-15-2019
Joseph J. OsseyAscensus Broker Dealer Services, LLCTransamerica Investors Securities Corporation09-06-2018
Melissa A. BaileyAscensus Broker Dealer Services, LLCColumbia Management Investment Distributors, Inc.06-15-2016
John Frederick HarrisonAspire Financial Advisors, Inc.Essex Securities LLC08-20-2012
John J. Collins Jr.Aspiriant, LLCASPIRIANT INVESTMENT ADVISORS, LLC07-13-2012
Michael John PernaAsset Management Resources, LLCPerna Financial Services07-09-2012
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Showing 126 to 150 of 3,282 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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